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UBS’s Cathay General Bancorp CATY Stock Holding History

UBS’s Portfolio CATY Stock Details CATY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$15K Hold
608
– – ﹤0.01% 8341
2014
Q2 		$16K Sell
608
-600
-50% -$14.8K ﹤0.01% 8337
2014
Q1 		$30K Sell
1,208
-1,960
-62% -$49K ﹤0.01% 7526
2013
Q4 		$85K Sell
3,168
-200
-6% -$5.07K ﹤0.01% 6265
2013
Q3 		$79K Sell
3,368
-880
-21% -$20.3K ﹤0.01% 6293
2013
Q2 		$87K Buy
+4,248
New +$84.1K ﹤0.01% 6071

Other funds holding CATY

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
CI
Cambiar Investors Denver, Colorado $2.16B AUM 16.24% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

UBS's CATY Position: Q3 2014 in Review

UBS held its Cathay General Bancorp (CATY) position steady in Q3 2014 at 608 shares worth $15K. The position accounts for ﹤0.01% of the portfolio, ranked #8341.

UBS first reported a position in CATY in Q2 2013 and has held it in 6 quarters since. The position peaked at $87K in Q2 2013. 149 funds tracked by Wall St. Rank hold CATY as of Q3 2014.

  • UBS held 608 shares of Cathay General Bancorp worth $15K as of Q3 2014.
  • UBS left its Cathay General Bancorp share count unchanged in Q3 2014.
  • Cathay General Bancorp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8341 holding.
  • UBS first reported a position in Cathay General Bancorp in Q2 2013 and has held it in 6 quarters since.
  • UBS's Cathay General Bancorp position peaked at $87K in Q2 2013.
  • 149 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.