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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
76
US Bancorp
Minnesota
$16.8K – – –
Bartlett & Co Wealth Management
77
Bartlett & Co Wealth Management
Ohio
$15.1K – – –
Bartlett & Co
78
Bartlett & Co
Ohio
$15K – – –
ME
79
McIlrath & Eck
Washington
$9.16K – – –
TD Waterhouse Canada
80
TD Waterhouse Canada
Ontario, Canada
$7.52K – – –
ANBT
81
American National Bank & Trust
Texas
$6.43K +$5.82K +580 New
NSIM
82
North Star Investment Management
Illinois
$4.78K – – –
Global Retirement Partners
83
Global Retirement Partners
California
$4.63K – – –
Allworth Financial
84
Allworth Financial
California
$4.55K – – –
Huntington National Bank
85
Huntington National Bank
Ohio
$4.55K – – –
Advisory Services Network
86
Advisory Services Network
Georgia
$3.18K -$125K -12,456 -98%
CAS
87
Coppell Advisory Solutions
Texas
$1.2K – – –
Geneos Wealth Management
88
Geneos Wealth Management
Colorado
$1.13K -$103K -10,270 -99%
VWM
89
Venturi Wealth Management
Texas
$1.06K +$963 +96 New
Fidelity Investments
90
Fidelity Investments
Massachusetts
$11 +$10 +1 New
Cresset Asset Management
91
Cresset Asset Management
Illinois
– -$238K -23,280 Closed
Atria Wealth Solutions
92
Atria Wealth Solutions
New York
– -$184K -18,012 Closed
Kestra Private Wealth Services
93
Kestra Private Wealth Services
Texas
– -$147K -14,371 Closed
CA
94
Calton & Associates
Florida
– -$121K -11,893 Closed
JIP
95
Jaffetilchin Investment Partners
Florida
– -$115K -11,295 Closed
IEQ Capital
96
IEQ Capital
California
– -$111K -10,855 Closed
SCA
97
Stonebridge Capital Advisors
Minnesota
– -$8.85K -867 Closed
Larson Financial Group
98
Larson Financial Group
Missouri
– -$8.39K -822 Closed
LFA
99
LGT Financial Advisors
Texas
– -$6.92K -690 Closed