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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Atomi Financial Group
51
Atomi Financial Group
New York
$193K – – –
CF
52
Centaurus Financial
California
$191K -$52K -4,631 -22%
Cetera Investment Advisers
53
Cetera Investment Advisers
Illinois
$188K +$34.8K +3,096 +23%
Stifel Financial
54
Stifel Financial
Missouri
$177K -$20.2K -1,796 -10%
Oppenheimer & Co
55
Oppenheimer & Co
New York
$165K – – –
IEQ Capital
56
IEQ Capital
California
$162K +$159K +14,193 New
NFG
57
Nations Financial Group
Iowa
$154K -$36.5K -3,254 -19%
Kestra Private Wealth Services
58
Kestra Private Wealth Services
Texas
$152K +$22.9K +2,038 +18%
Susquehanna International Group
59
Susquehanna International Group
Pennsylvania
$145K +$143K +12,747 New
TCA
60
Transcend Capital Advisors
New Jersey
$137K – – –
CWM
61
Centurion Wealth Management
Virginia
$136K – – –
Spire Wealth Management
62
Spire Wealth Management
Virginia
$136K – – –
Raymond James Trust
63
Raymond James Trust
Florida
$132K – – –
MWM
64
Melfa Wealth Management
Massachusetts
$130K +$606 +54 +0.5%
JIP
65
Jaffetilchin Investment Partners
Florida
$119K +$117K +10,459 New
Geneos Wealth Management
66
Geneos Wealth Management
Colorado
$118K +$115K +10,270 +10,069%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$103K – – –
Harbour Investments
68
Harbour Investments
Wisconsin
$93.2K – – –
JP Morgan Chase
69
JP Morgan Chase
New York
$83.8K +$18.5K +1,648 +29%
PFG
70
Piershale Financial Group
Illinois
$65.7K +$1.94K +173 +3%
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$42K +$9.09K +810 +28%
US Bancorp
72
US Bancorp
Minnesota
$29.3K – – –
Carson Wealth (CWM LLC)
73
Carson Wealth (CWM LLC)
Nebraska
$29K +$3.83K +341 +15%
ZB
74
Zions Bancorporation
Utah
$23.6K – – –
TWM
75
Tradition Wealth Management
Minnesota
$20K +$404 +36 +2%