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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Capital Investment Advisors
51
Capital Investment Advisors
Georgia
$164K -$40.2K -3,007 -18%
Spire Wealth Management
52
Spire Wealth Management
Virginia
$162K -$145K -10,815 -44%
TCA
53
Transcend Capital Advisors
New Jersey
$141K – – –
Coldstream Capital Management
54
Coldstream Capital Management
Washington
$137K +$1.99K +149 +1%
Kestra Advisory Services
55
Kestra Advisory Services
Texas
$125K +$143K +10,689 New
CA
56
Calton & Associates
Florida
$125K +$143K +10,725 New
Geneos Wealth Management
57
Geneos Wealth Management
Colorado
$123K – – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$110K +$63.2K +4,726 +101%
APA
59
American Portfolios Advisors
New York
$90.4K -$10.4K -775 -9%
PFGIA
60
Patriot Financial Group Insurance Agency
Massachusetts
$76K – – –
HNWAG
61
High Net Worth Advisory Group
Florida
$66K -$81.9K -6,123 -52%
GLLW
62
Graves Light Lenhart Wealth
Virginia
$53K – – –
IFP Advisors
63
IFP Advisors
Florida
$45K – – –
US Bancorp
64
US Bancorp
Minnesota
$38K +$34.3K +2,567 +364%
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$32K +$11.6K +871 +47%
ZB
66
Zions Bancorporation
Utah
$24K – – –
TWM
67
Tradition Wealth Management
Minnesota
$20K – – –
Allworth Financial
68
Allworth Financial
California
$10K – – –
Bartlett & Co
69
Bartlett & Co
Ohio
$10K – – –
Larson Financial Group
70
Larson Financial Group
Missouri
$10K +$5.5K +411 +100%
Bartlett & Co Wealth Management
71
Bartlett & Co Wealth Management
Ohio
$9.64K – – –
TD Waterhouse Canada
72
TD Waterhouse Canada
Ontario, Canada
$8.14K – – –
Huntington National Bank
73
Huntington National Bank
Ohio
$5K – – –
NSIM
74
North Star Investment Management
Illinois
$5K – – –
Chilton Capital Management
75
Chilton Capital Management
Texas
$4K +$4.99K +373 New