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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MOS
51
MGO One Seven
Ohio
$303K -$887 -49 -0.3%
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$268K +$185K +10,239 +218%
RJT
53
Raymond James Trust
Florida
$229K -$21.9K -1,212 -9%
CCM
54
Coldstream Capital Management
Washington
$224K +$226K +12,478 New
OC
55
Oppenheimer & Co
New York
$216K -$2.7K -149 -1%
TCA
56
Transcend Capital Advisors
New Jersey
$216K
PAG
57
Private Advisor Group
New Jersey
$211K -$216K -11,918 -50%
SFS
58
Sowell Financial Services
Arkansas
$210K +$1.74K +96 +0.8%
Janney Montgomery Scott
59
Janney Montgomery Scott
Pennsylvania
$195K +$196K +10,850 New
GWM
60
Geneos Wealth Management
Colorado
$186K
HNWAG
61
High Net Worth Advisory Group
Florida
$146K +$147K +8,113 New
APA
62
American Portfolios Advisors
New York
$138K +$102K +5,649 +275%
PFGIA
63
Patriot Financial Group Insurance Agency
Massachusetts
$117K -$7.44K -411 -6%
GLLW
64
Graves Light Lenhart Wealth
Virginia
$82K
IFAM
65
Institutional & Family Asset Management
Colorado
$75K
FPWM
66
FSB Premier Wealth Management
Iowa
$53K +$54.1K +2,987 New
ZB
67
Zions Bancorporation
Utah
$37K
SC
68
Steph & Co
Wisconsin
$37K +$37.2K +2,054 New
Carson Wealth (CWM LLC)
69
Carson Wealth (CWM LLC)
Nebraska
$35K +$35.1K +1,942 New
TWM
70
Tradition Wealth Management
Minnesota
$31K
AA
71
Addison Advisors
Vermont
$22K
AF
72
Allworth Financial
California
$15K -$18 -1 -0.1%
AW
73
Alaethes Wealth
Nevada
$14K
US Bancorp
74
US Bancorp
Minnesota
$13K
TWC
75
TD Waterhouse Canada
Ontario, Canada
$12.2K +$12.4K +685 New