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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AA
51
AQR Arbitrage
Connecticut
$174K -$74.3K -5,208 -30%
SKK
52
Shepherd Kaplan Krochuk
Massachusetts
$170K +$171K +12,006 New
AIC
53
Ameritas Investment Company
Nebraska
$168K +$169K +11,858 New
RJT
54
Raymond James Trust
Florida
$150K +$151K +10,602 New
SPIA
55
Steward Partners Investment Advisory
New York
$140K +$95.4K +6,686 +207%
PFGIA
56
Patriot Financial Group Insurance Agency
Massachusetts
$116K
IFAM
57
Institutional & Family Asset Management
Colorado
$59K
RIA
58
Realta Investment Advisors
Delaware
$59K +$59.4K +4,163 New
RCAG
59
Rehmann Capital Advisory Group
Michigan
$41.3K
BBPWM
60
Blue Bell Private Wealth Management
Pennsylvania
$40K
Carson Wealth (CWM LLC)
61
Carson Wealth (CWM LLC)
Nebraska
$39K
Citigroup
62
Citigroup
New York
$36K -$2.18K -153 -6%
FIA
63
FNY Investment Advisers
New York
$33K +$33.5K +2,345 New
ZB
64
Zions Bancorporation
Utah
$29K
NSIM
65
North Star Investment Management
Illinois
$27K +$27.5K +1,927 New
ASN
66
Advisory Services Network
Georgia
$18K
GSWM
67
Golden State Wealth Management
California
$15K
PAM
68
Panagora Asset Management
Massachusetts
$15K +$15.5K +1,089 New
MWC
69
MBM Wealth Consultants
Missouri
$14K
BC
70
Bartlett & Co
Ohio
$12K +$6.24K +437 +114%
BCWM
71
Bartlett & Co Wealth Management
Ohio
$11.7K +$6.24K +437 +114%
AF
72
Advisornet Financial
Minnesota
$5K
SFS
73
Sowell Financial Services
Arkansas
$5K +$4.82K +338 New
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
$4K
GWM
75
Geneos Wealth Management
Colorado
$1K