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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VCM
51
Virtue Capital Management
Tennessee
$189K +$28.7K +2,084 +19%
Sigma Planning Corp
52
Sigma Planning Corp
Michigan
$171K +$4.63K +336 +3%
PFGIA
53
Patriot Financial Group Insurance Agency
Massachusetts
$105K +$17.3K +1,260 +21%
IFAM
54
Institutional & Family Asset Management
Colorado
$60K – – –
US Bancorp
55
US Bancorp
Minnesota
$50K – – –
RCAG
56
Rehmann Capital Advisory Group
Michigan
$41.8K – – –
BBPWM
57
Blue Bell Private Wealth Management
Pennsylvania
$41K – – –
Citigroup
58
Citigroup
New York
$39K +$11.4K +831 +45%
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$39K +$28.9K +2,098 New
IWP
60
Icon Wealth Partners
Texas
$31K +$29.9K +2,173 New
ZB
61
Zions Bancorporation
Utah
$30K – – –
DBT
62
Dubuque Bank & Trust
Iowa
$28K – – –
NSIM
63
North Star Investment Management
Illinois
$28K – – –
Advisory Services Network
64
Advisory Services Network
Georgia
$17K -$179 -13 -1%
GSWM
65
Golden State Wealth Management
California
$15K +$14.5K +1,054 New
MWC
66
MBM Wealth Consultants
Missouri
$14K – – –
IFP Advisors
67
IFP Advisors
Florida
$9K -$7.92K -575 -47%
Bartlett & Co
68
Bartlett & Co
Ohio
$6K – – –
Bartlett & Co Wealth Management
69
Bartlett & Co Wealth Management
Ohio
$5.54K – – –
AF
70
Advisornet Financial
Minnesota
$5K – – –
Cullen/Frost Bankers
71
Cullen/Frost Bankers
Texas
$5K +$5.25K +381 New
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$4K – – –
FHB
73
First Hawaiian Bank
Hawaii
$3K – – –
KL
74
KWMG LLC
Kansas
$3K – – –
Geneos Wealth Management
75
Geneos Wealth Management
Colorado
$1K – – –