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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DA
26
Doliver Advisors
Texas
$592K -$173K -11,317 -22%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$377K -$89.8K -5,862 -19%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$348K +$873 +57 +0.2%
CIA
29
Capital Investment Advisors
Georgia
$340K +$1.18K +77 +0.3%
NFG
30
Nations Financial Group
Iowa
$270K
PAS
31
Park Avenue Securities
New York
$259K +$9.05K +591 +3%
PWPS
32
Pinnacle Wealth Planning Services
Ohio
$216K +$197K +12,870 +719%
MOS
33
MGO One Seven
Ohio
$190K -$9.05K -591 -4%
SPC
34
Sigma Planning Corp
Michigan
$173K -$34.2K -2,236 -16%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$169K -$191K -12,475 -52%
VCM
36
Virtue Capital Management
Tennessee
$166K +$38K +2,483 +28%
ASN
37
Advisory Services Network
Georgia
$141K -$6.72K -439 -4%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$123K -$13.5K -881 -10%
TDC
39
Thompson Davis & Co
Virginia
$92K +$69.4K +4,533 +262%
AG
40
Advisor Group
Arizona
$84K -$42.5K -2,773 -33%
IFAM
41
Institutional & Family Asset Management
Colorado
$61K +$63.8K +4,168 New
IA
42
IFP Advisors
Florida
$51K
SEI Investments
43
SEI Investments
Pennsylvania
$46K +$45.7K +2,985 +2,508%
RCAG
44
Rehmann Capital Advisory Group
Michigan
$43K +$44.6K +2,912 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$37K
ZB
46
Zions Bancorporation
Utah
$30K
NSIM
47
North Star Investment Management
Illinois
$27K +$613 +40 +2%
IWM
48
IHT Wealth Management
Illinois
$26K +$597 +39 +2%
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$23K
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$22K