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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$591K -$24.9K -1,604 -4%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$489K +$10.7K +691 +2%
Millennium Management
28
Millennium Management
New York
$390K +$125K +8,022 +47%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$371K +$57.7K +3,710 +18%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$365K +$2.67K +172 +0.7%
CIA
31
Capital Investment Advisors
Georgia
$357K -$7.82K -503 -2%
NFG
32
Nations Financial Group
Iowa
$285K -$17.9K -1,154 -6%
PAS
33
Park Avenue Securities
New York
$270K +$269K +17,312 New
CAN
34
Cetera Advisor Networks
California
$220K +$12.4K +801 +6%
SPC
35
Sigma Planning Corp
Michigan
$217K +$218K +14,031 New
MOS
36
MGO One Seven
Ohio
$209K +$210K +13,510 New
Squarepoint
37
Squarepoint
New York
$198K +$199K +12,782 New
ASN
38
Advisory Services Network
Georgia
$155K +$17.1K +1,098 +12%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$143K +$7.13K +459 +5%
VCM
40
Virtue Capital Management
Tennessee
$136K +$136K +8,780 New
AG
41
Advisor Group
Arizona
$132K +$32.6K +2,095 +33%
IA
42
IFP Advisors
Florida
$51K +$7.71K +496 +18%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$39K -$32.4K -2,087 -45%
SWP
44
Stratos Wealth Partners
Ohio
$38K +$38K +2,445 New
IWP
45
Icon Wealth Partners
Texas
$34K +$33.8K +2,173 New
ZB
46
Zions Bancorporation
Utah
$32K
NSIM
47
North Star Investment Management
Illinois
$28K +$591 +38 +2%
PWPS
48
Pinnacle Wealth Planning Services
Ohio
$28K +$27.8K +1,791 New
TDC
49
Thompson Davis & Co
Virginia
$27K -$27K -1,736 -50%
IWM
50
IHT Wealth Management
Illinois
$27K +$16.7K +1,075 +166%