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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CIA
26
Capital Investment Advisors
Georgia
$372K -$215K -13,654 -37%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$370K
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$319K -$9.56K -606 -3%
NFG
29
Nations Financial Group
Iowa
$309K
Millennium Management
30
Millennium Management
New York
$271K +$108K +6,874 +67%
WAM
31
Wolverine Asset Management
Illinois
$267K +$267K +16,958 New
CAN
32
Cetera Advisor Networks
California
$211K -$69.1K -4,382 -25%
Citadel Advisors
33
Citadel Advisors
Florida
$183K +$183K +11,601 New
ASN
34
Advisory Services Network
Georgia
$141K -$41.4K -2,624 -23%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$138K +$1.64K +104 +1%
AG
36
Advisor Group
Arizona
$100K -$54.2K -3,438 -35%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$88K -$47 -3 -0.1%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$73K -$4.35K -276 -6%
TDC
39
Thompson Davis & Co
Virginia
$55K -$37K -2,344 -40%
IA
40
IFP Advisors
Florida
$45K -$2.62K -166 -6%
ZB
41
Zions Bancorporation
Utah
$33K
NSIM
42
North Star Investment Management
Illinois
$28K +$568 +36 +2%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$24K
CPIG
44
Chicago Partners Investment Group
Illinois
$20K +$20.3K +1,284 New
FANJ
45
Financial Architects (New Jersey)
New Jersey
$18K
AWM
46
Avior Wealth Management
Nebraska
$13K -$8.79K -557 -40%
IWM
47
IHT Wealth Management
Illinois
$10K +$205 +13 +2%
AIM
48
Anchor Investment Management
South Carolina
$8.1K
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$6K -$3.9K -247 -40%
BC
50
Bartlett & Co
Ohio
$6K