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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$333K +$328K +24,532 New
AA
27
AQR Arbitrage
Connecticut
$228K -$134K -10,030 -37%
Invesco
28
Invesco
Georgia
$178K -$345K -25,868 -66%
MFS
29
MSI Financial Services
Massachusetts
$169K -$5.26K -394 -3%
CIBC World Market
30
CIBC World Market
Ontario, Canada
$161K +$3.18K +238 +2%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$159K +$157K +11,727 New
Citigroup
32
Citigroup
New York
$133K -$35.4K -2,648 -21%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$113K +$23.4K +1,756 +27%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$90K +$454 +34 +0.5%
DADC
35
D.A. Davidson & Co
Montana
$82K
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$54K +$721 +54 +1%
AG
37
Advisor Group
Arizona
$53K +$53.5K +4,005 New
ZB
38
Zions Bancorporation
Utah
$28K
CPIG
39
Chicago Partners Investment Group
Illinois
$26K -$20.1K -1,503 -44%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$21K
NSIM
41
North Star Investment Management
Illinois
$17K +$321 +24 +2%
IA
42
IFP Advisors
Florida
$16K +$7.11K +532 +82%
Deutsche Bank
43
Deutsche Bank
Germany
$15K
FANJ
44
Financial Architects (New Jersey)
New Jersey
$15K
BCMIO
45
Beacon Capital Management Inc (Ohio)
Ohio
$10K -$5.49K -411 -36%
AIM
46
Anchor Investment Management
South Carolina
$6.97K
BC
47
Bartlett & Co
Ohio
$5K
PCM
48
Penserra Capital Management
California
$4K
ASN
49
Advisory Services Network
Georgia
$3K +$2.98K +223 New
PPA
50
Parametric Portfolio Associates
Washington
-$13.5M -1,050,217 Closed