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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

71 hedge funds and large institutions have $173M invested in Apollo Endosurgery, Inc. in 2022 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

207% more call options, than puts

Call options by funds: $607K | Put options by funds: $198K

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 23

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

1% less funds holding

Funds holding: 7271 (-1)

28% less capital invested

Capital invested by funds: $239M → $173M (-$66.1M)

Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.12%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
13
Increased
23
Reduced
23
Closed
14
Calls
$607K
Puts
$198K
Net Calls
+$409K
Net Calls Change
-$554K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
51
Morgan Stanley
New York
$128K +$91.2K +14,959 +246%
EGM
52
Engineers Gate Manager
New York
$116K +$7.57K +1,242 +7%
Charles Schwab
53
Charles Schwab
California
$105K +$105K +17,198 New
UOTTAIMCU
54
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$94K
PP
55
PDT Partners
New York
$89K +$89.7K +14,717 New
MFS
56
Mirabella Financial Services
United Kingdom
$80K +$80.1K +13,151 New
SM
57
Sciencast Management
New Jersey
$80K +$84.6K +13,876 New
Cambridge Investment Research Advisors
58
Cambridge Investment Research Advisors
Iowa
$67K +$67.9K +11,147 New
ECM
59
ExodusPoint Capital Management
New York
$64K -$23.7K -3,888 -27%
CSS
60
Cubist Systematic Strategies
Connecticut
$63K -$126K -20,745 -67%
WCA
61
Waypoint Capital Advisors
Minnesota
$58K +$60.9K +10,000 New
Simplex Trading
62
Simplex Trading
Illinois
$51K +$51.6K +8,470 New
Lazard Asset Management
63
Lazard Asset Management
New York
$37K
Acadian Asset Management
64
Acadian Asset Management
Massachusetts
$27K -$48.9K -8,026 -64%
UBS Group
65
UBS Group
Switzerland
$10K -$835 -137 -8%
Royal Bank of Canada
66
Royal Bank of Canada
Ontario, Canada
$7K +$3.28K +539 +101%
SCM
67
Silverarc Capital Management
Massachusetts
$6.08K +$1.61M +264,795 +36%
Wells Fargo
68
Wells Fargo
California
$1K +$37 +6 +3%
Adage Capital Partners
69
Adage Capital Partners
Massachusetts
-$3.51M -416,000 Closed
PPA
70
Parametric Portfolio Associates
Washington
-$2.32M -275,726 Closed
HIM
71
Hillsdale Investment Management
Ontario, Canada
-$1.84M -218,721 Closed
EI
72
EAM Investors
California
-$1.18M -139,564 Closed
AGM
73
Alpine Global Management
New York
-$251K -29,828 Closed
Balyasny Asset Management
74
Balyasny Asset Management
Illinois
-$170K -20,139 Closed
Walleye Capital
75
Walleye Capital
New York
-$152K -18,014 Closed

APEN Hedge Fund Activity: Q1 2022 in Review

71 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q1 2022, worth a combined $173M — down 28% from $239M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of APEN and 13 opened new positions — a net loss of 1 holder — while 23 trimmed existing stakes and 23 added.

The largest buyer was Citigroup, adding an estimated $6.72M. The largest seller was Adage Capital Partners, exiting entirely with an estimated $3.51M sold.

  • 71 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q1 2022, down from 72 in Q4 2021.
  • Funds reported $173M of Apollo Endosurgery, Inc. stock for Q1 2022, down 28% quarter-over-quarter.
  • 13 funds opened new Apollo Endosurgery, Inc. positions in Q1 2022 and 14 closed out, a net change of -1 holder.
  • The largest Apollo Endosurgery, Inc. buyer in Q1 2022 was Citigroup, an estimated $6.72M added.
  • The largest Apollo Endosurgery, Inc. seller in Q1 2022 was Adage Capital Partners, an estimated $3.51M sold.

Based on aggregated 13F filings for Q1 2022.