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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

72 hedge funds and large institutions have $239M invested in Apollo Endosurgery, Inc. in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 29 increasing their positions, 9 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,586% more call options, than puts

Call options by funds: $984K | Put options by funds: $21K

222% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 9

200% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 9

50% more capital invested

Capital invested by funds: $159M → $239M (+$79.9M)

31% more funds holding

Funds holding: 5572 (+17)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
72
Holders Change
+17
Holders Change %
+30.91%
% of All Funds
1.11%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
27
Increased
29
Reduced
9
Closed
9
Calls
$984K
Puts
$21K
Net Calls
+$963K
Net Calls Change
+$213K
Name Holding Trade Value Shares
Change
Change in
Stake
Walleye Capital
51
Walleye Capital
New York
$152K +$157K +18,014 New
EGM
52
Engineers Gate Manager
New York
$151K +$156K +17,890 New
JF
53
Jump Financial
Illinois
$149K -$21.6K -2,474 -12%
UOTTAIMCU
54
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$132K
ECM
55
ExodusPoint Capital Management
New York
$122K +$126K +14,428 New
Acadian Asset Management
56
Acadian Asset Management
Massachusetts
$105K +$23.6K +2,701 +27%
BHCM
57
Boulder Hill Capital Management
New York
$96K +$99.6K +11,400 New
Jane Street
58
Jane Street
New York
$96K +$99.9K +11,440 New
MFC
59
Morris Financial Concepts
South Carolina
$94K +$97.4K +11,149 New
JP Morgan Chase
60
JP Morgan Chase
New York
$82K +$85K +9,733 New
DWA
61
Dorsey Wright & Associates
California
$81K +$11.4K +1,304 +16%
Lazard Asset Management
62
Lazard Asset Management
New York
$51K +$19.5K +2,236 +57%
Morgan Stanley
63
Morgan Stanley
New York
$51K +$24.3K +2,783 +84%
Bank of America
64
Bank of America
North Carolina
$41K +$42.6K +4,877 New
Macquarie Group
65
Macquarie Group
Australia
$34K +$17.5K +2,002 +101%
UBS Group
66
UBS Group
Switzerland
$15K +$12.2K +1,392 +352%
TCWM
67
Total Clarity Wealth Management
Illinois
$11K +$943 +108 +9%
Royal Bank of Canada
68
Royal Bank of Canada
Ontario, Canada
$5K +$4.68K +536 New
Federated Hermes
69
Federated Hermes
Pennsylvania
$4K +$1.81K +207 +73%
Wells Fargo
70
Wells Fargo
California
$2K +$524 +60 +48%
SWM
71
Sugarloaf Wealth Management
Georgia
$1K
Invesco
72
Invesco
Georgia
-$2.67M -294,649 Closed
RJA
73
Raymond James & Associates
Florida
-$257K -28,392 Closed
KA
74
Kercheville Advisors
Texas
-$97K -10,682 Closed
Barclays
75
Barclays
United Kingdom
-$61K -6,772 Closed

APEN Hedge Fund Activity: Q4 2021 in Review

72 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2021, worth a combined $239M — up 50% from $159M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new APEN positions and 9 closed out — a net gain of 18 holders — while 29 added to existing stakes and 9 trimmed.

The largest buyer was Soleus Capital Management, opening a new position worth an estimated $20M. The largest seller was Invesco, exiting entirely with an estimated $2.67M sold.

  • 72 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2021, up from 55 in Q3 2021.
  • Funds reported $239M of Apollo Endosurgery, Inc. stock for Q4 2021, up 50% quarter-over-quarter.
  • 27 funds opened new Apollo Endosurgery, Inc. positions in Q4 2021 and 9 closed out, a net change of +18 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2021 was Soleus Capital Management, an estimated $20M added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2021 was Invesco, an estimated $2.67M sold.

Based on aggregated 13F filings for Q4 2021.