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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

55 hedge funds and large institutions have $159M invested in Apollo Endosurgery, Inc. in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

789% more call options, than puts

Call options by funds: $845K | Put options by funds: $95K

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

26% more capital invested

Capital invested by funds: $127M → $159M (+$32.4M)

20% more funds holding

Funds holding: 4655 (+9)

Holders
55
Holders Change
+9
Holders Change %
+19.57%
% of All Funds
0.96%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
11
Increased
19
Reduced
11
Closed
2
Calls
$845K
Puts
$95K
Net Calls
+$750K
Net Calls Change
+$30K
Name Holding Trade Value Shares
Change
Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$1.12M +$35.1K +4,086 +3%
BlackRock
27
BlackRock
New York
$472K -$28.4K -3,304 -6%
Neuberger Berman Group
28
Neuberger Berman Group
New York
$453K
State Street
29
State Street
Massachusetts
$353K +$61K +7,100 +22%
Ameriprise
30
Ameriprise
Minnesota
$339K -$19.8K -2,300 -6%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$285K +$270K +31,418 New
RJA
32
Raymond James & Associates
Florida
$257K +$244K +28,392 New
Citadel Advisors
33
Citadel Advisors
Florida
$237K -$129K -15,048 -36%
JF
34
Jump Financial
Illinois
$182K +$173K +20,100 New
MWNA
35
Marshall Wace North America
New York
$147K -$28K -3,259 -17%
UOTTAIMCU
36
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$141K
TI
37
Trexquant Investment
Connecticut
$105K +$99.4K +11,557 New
KA
38
Kercheville Advisors
Texas
$97K
Acadian Asset Management
39
Acadian Asset Management
Massachusetts
$87K +$84.8K +9,868 New
DWA
40
Dorsey Wright & Associates
California
$75K +$5.61K +652 +8%
Barclays
41
Barclays
United Kingdom
$61K +$46.2K +5,373 +384%
Lazard Asset Management
42
Lazard Asset Management
New York
$35K +$33.6K +3,906 New
Morgan Stanley
43
Morgan Stanley
New York
$30K +$4.18K +486 +17%
Macquarie Group
44
Macquarie Group
Australia
$18K +$17K +1,982 New
TCWM
45
Total Clarity Wealth Management
Illinois
$10K +$9.81K +1,141 New
TRCT
46
Tower Research Capital (TRC)
New York
$4K -$19.8K -2,308 -85%
CG
47
Cutler Group
California
$4K
UBS Group
48
UBS Group
Switzerland
$3K -$28.6K -3,332 -89%
Federated Hermes
49
Federated Hermes
Pennsylvania
$3K +$1.38K +160 +131%
SWM
50
Sugarloaf Wealth Management
Georgia
$1K

APEN Hedge Fund Activity: Q3 2021 in Review

55 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2021, worth a combined $159M — up 26% from $127M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new APEN positions and 2 closed out — a net gain of 9 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Parian Global Management, opening a new position worth an estimated $7.05M. The largest seller was Manatuck Hill Partners, cutting an estimated $886K.

  • 55 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2021, up from 46 in Q2 2021.
  • Funds reported $159M of Apollo Endosurgery, Inc. stock for Q3 2021, up 26% quarter-over-quarter.
  • 11 funds opened new Apollo Endosurgery, Inc. positions in Q3 2021 and 2 closed out, a net change of +9 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q3 2021 was Parian Global Management, an estimated $7.05M added.
  • The largest Apollo Endosurgery, Inc. seller in Q3 2021 was Manatuck Hill Partners, an estimated $886K sold.

Based on aggregated 13F filings for Q3 2021.