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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

46 hedge funds and large institutions have $127M invested in Apollo Endosurgery, Inc. in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

699% more call options, than puts

Call options by funds: $823K | Put options by funds: $103K

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

70% more capital invested

Capital invested by funds: $74.3M → $127M (+$52.2M)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

10% more funds holding

Funds holding: 4246 (+4)

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
0.8%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
17
Reduced
6
Closed
7
Calls
$823K
Puts
$103K
Net Calls
+$720K
Net Calls Change
+$647K
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$335K +$94.8K +13,809 +50%
Ameriprise
27
Ameriprise
Minnesota
$322K +$272K +39,702 New
Millennium Management
28
Millennium Management
New York
$289K -$172K -25,097 -41%
State Street
29
State Street
Massachusetts
$258K +$219K +31,900 New
MWNA
30
Marshall Wace North America
New York
$158K +$40.6K +5,914 +44%
UOTTAIMCU
31
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$126K
TSS
32
Two Sigma Securities
New York
$113K +$95.9K +13,975 New
KA
33
Kercheville Advisors
Texas
$87K
DWA
34
Dorsey Wright & Associates
California
$62K
UBS Group
35
UBS Group
Switzerland
$30K +$16.7K +2,432 +188%
Morgan Stanley
36
Morgan Stanley
New York
$23K +$1.94K +283 +11%
TRCT
37
Tower Research Capital (TRC)
New York
$22K -$316K -46,028 -94%
Barclays
38
Barclays
United Kingdom
$11K +$6.17K +900 +180%
CG
39
Cutler Group
California
$4K +$1.37K +200 +67%
SWM
40
Sugarloaf Wealth Management
Georgia
$1K
Wells Fargo
41
Wells Fargo
California
$1K +$14 +2 +2%
Federated Hermes
42
Federated Hermes
Pennsylvania
$1K +$837 +122 New
RE
43
RBC Europe
United Kingdom
$8
SCM
44
SG Capital Management
Illinois
-$823K -149,397 Closed
CSS
45
Cubist Systematic Strategies
Connecticut
-$82K -14,882 Closed
Invesco
46
Invesco
Georgia
-$58K -10,477 Closed
Acadian Asset Management
47
Acadian Asset Management
Massachusetts
-$56K -10,169 Closed
TCWM
48
Total Clarity Wealth Management
Illinois
-$6K -1,141 Closed
VFA
49
Valeo Financial Advisors
Indiana
-$2K -276 Closed

APEN Hedge Fund Activity: Q2 2021 in Review

46 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q2 2021, worth a combined $127M — up 70% from $74.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new APEN positions and 7 closed out — a net gain of 4 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was Archon Capital Management, opening a new position worth an estimated $5.19M. The largest seller was Stonepine Capital Management, cutting an estimated $4.71M.

  • 46 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q2 2021, up from 42 in Q1 2021.
  • Funds reported $127M of Apollo Endosurgery, Inc. stock for Q2 2021, up 70% quarter-over-quarter.
  • 11 funds opened new Apollo Endosurgery, Inc. positions in Q2 2021 and 7 closed out, a net change of +4 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q2 2021 was Archon Capital Management, an estimated $5.19M added.
  • The largest Apollo Endosurgery, Inc. seller in Q2 2021 was Stonepine Capital Management, an estimated $4.71M sold.

Based on aggregated 13F filings for Q2 2021.