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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+0.99%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$525M
AUM Growth
+$28.2M
Cap. Flow
+$26.7M
Cap. Flow %
5.09%
Top 10 Hldgs %
27.04%
Holding
487
New
73
Increased
20
Reduced
22
Closed
33

Top Buys

Rank Stock Value
1
STWD icon
Starwood Property Trust
STWD
+$7.55M
2
RITM icon
Rithm Capital
RITM
+$5.46M
3
MRCC
Monroe Capital Corp
MRCC
+$3.64M
4
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$3.37M
5
ACSF
American Capital Senior Floating, Ltd.
ACSF
+$2.75M

Top Sells

Rank Stock Value
1
HRZN icon
Horizon Technology Finance
HRZN
+$4.09M
2
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$3.64M
3
WMB icon
Williams Companies
WMB
+$3.4M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.91M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 31.75%
2 Real Estate 18.15%
3 Industrials 8%
4 Technology 3.52%
5 Energy 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
1
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$22.1M 4.21%
207,300
+1,000
+0.5% +$107K
HYLD
2
DELISTED
High Yield ETF
HYLD
$21M 3.99%
398,500
+1,000
+0.3% +$52.4K
NRF
3
DELISTED
NorthStar Realty Finance Corp.
NRF
$17M 3.24%
537,259
– –
ARCC icon
4
Ares Capital
ARCC
$14.3B
$14.2M 2.7%
804,000
+15,000
+2% +$268K
SLRC icon
5
SLR Investment Corp
SLRC
$716M
$12.3M 2.35%
565,500
– –
CODI icon
6
Compass Diversified
CODI
$829M
$11.5M 2.18%
606,000
– –
SJNK icon
7
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$11.3M 2.15%
364,600
-61,900
-15% -$1.91M
OCSL icon
8
Oaktree Specialty Lending
OCSL
$1.14B
$11.2M 2.13%
393,333
– –
RITM icon
9
Rithm Capital
RITM
$5.7B
$10.9M 2.07%
840,000
+423,500
+102% +$5.46M
AAIC
10
DELISTED
Arlington Asset Investment Corp.
AAIC
$10.7M 2.03%
403,000
+63,000
+19% +$1.66M
MFIC icon
11
MidCap Financial Investment
MFIC
$796M
$10.6M 2.01%
423,333
– –
TCPC icon
12
BlackRock TCP Capital
TCPC
$339M
$10.5M 1.99%
632,457
– –
HYG icon
13
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$10.3M 1.96%
109,000
-16,000
-13% -$1.5M
PSEC icon
14
Prospect Capital
PSEC
$1.15B
$9.72M 1.85%
900,000
– –
STWD icon
15
Starwood Property Trust
STWD
$6B
$8.96M 1.71%
380,000
+317,990
+513% +$7.55M
FCRD
16
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.28M 1.58%
600,000
– –
EFC
17
Ellington Financial
EFC
$1.71B
$8.1M 1.54%
340,000
– –
CIM
18
Chimera Investment
CIM
$1.01B
$8.03M 1.53%
175,000
+45,000
+35% +$2.09M
HLSS
19
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$7.37M 1.4%
341,000
+158,000
+86% +$3.37M
FDUS icon
20
Fidus Investment
FDUS
$766M
$6.74M 1.28%
349,100
– –
RC
21
Ready Capital
RC
$306M
$6.66M 1.27%
400,000
– –
WHF icon
22
WhiteHorse Finance
WHF
$145M
$6.33M 1.21%
450,000
– –
PFX icon
23
PhenixFIN
PFX
$93.3M
$6.31M 1.2%
23,175
– –
LRFC
24
DELISTED
Logan Ridge Finance Corp
LRFC
$5.89M 1.12%
50,942
+869
+2% +$103K
PNNT
25
Pennant Park Investment Corp
PNNT
$241M
$5.66M 1.08%
512,000
– –
1
2 3 4 5

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Yorktown Management & Research Company's Q1 2014 Portfolio in Review

As of Q1 2014, Yorktown Management & Research Company held 487 positions worth $525M, up 5.7% from $497M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Yorktown Management & Research Company deployed $26.7M of net new capital in Q1 2014, opening 73 new positions and adding to 20 existing holdings. Its largest new stake was American Capital Senior Floating, Ltd.: 194,258 shares worth $2.73M.

By sector, the portfolio is most concentrated in Financials at 32% of assets, down from 34% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Williams Companies, an estimated $3.4M trimmed.

  • Yorktown Management & Research Company's largest Q1 2014 buy was American Capital Senior Floating, Ltd.: 194,258 shares worth $2.73M.
  • Yorktown Management & Research Company added most to Starwood Property Trust in Q1 2014, an estimated $7.55M increase.
  • Yorktown Management & Research Company's biggest Q1 2014 reduction was Williams Companies, cutting an estimated $3.4M.
  • Yorktown Management & Research Company fully exited Horizon Technology Finance in Q1 2014, selling an estimated $4.09M.
  • Yorktown Management & Research Company's ten largest holdings make up 27% of its $525M portfolio in Q1 2014.
  • Yorktown Management & Research Company opened 73 new positions and closed 33 in Q1 2014.
  • Yorktown Management & Research Company's portfolio value rose 5.7% quarter-over-quarter to $525M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2014, filed 6 May 2014.