Yorktown Management & Research Company’s BlackRock TCP Capital TCPC Stock Holding History

Yorktown Management & Research Company’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-450,000	Closed	-$7.42M	–	414
2017 Q3	$7.42M	Hold	450,000	–	–	1.95%	8
2017 Q2	$7.61M	Buy	450,000 +130,000	+41%	+$2.21M	2.43%	8
2017 Q1	$5.57M	Hold	320,000	–	–	1.45%	12
2016 Q4	$5.41M	Sell	320,000 -102,000	-24%	-$1.68M	1.37%	18
2016 Q3	$6.91M	Sell	422,000 -18,000	-4%	-$288K	1.5%	20
2016 Q2	$6.72M	Buy	440,000 +20,000	+5%	+$295K	1.53%	19
2016 Q1	$6.26M	Hold	420,000	–	–	1.21%	22
2015 Q4	$5.85M	Buy	420,000 +20,000	+5%	+$293K	1.04%	23
2015 Q3	$5.42M	Sell	400,000 -207,457	-34%	-$3.17M	0.9%	27
2015 Q2	$9.29M	Sell	607,457 -25,000	-4%	-$398K	1.63%	4
2015 Q1	$10.1M	Hold	632,457	–	–	1.83%	6
2014 Q4	$10.6M	Hold	632,457	–	–	2.22%	8
2014 Q3	$10.2M	Hold	632,457	–	–	1.95%	11
2014 Q2	$11.5M	Hold	632,457	–	–	2.14%	8
2014 Q1	$10.5M	Hold	632,457	–	–	1.99%	12
2013 Q4	$10.6M	Hold	632,457	–	–	2.14%	11
2013 Q3	$10.3M	Buy	632,457 +147,857	+31%	+$2.36M	2.2%	10
2013 Q2	$8.13M	Buy	+484,600	New	+$7.65M	1.71%	13

Other funds holding TCPC

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $175M AUM 2.24% 1-Year Est. Return

Barings Charlotte, North Carolina $5.64B AUM 18.33% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Yorktown Management & Research Company's TCPC Position: Q4 2017 in Review

Yorktown Management & Research Company sold out of BlackRock TCP Capital (TCPC) in Q4 2017, closing a stake of 450,000 shares — an estimated $7.42M sold.

Yorktown Management & Research Company first reported a position in TCPC in Q2 2013 and held it in 18 quarters. The position peaked at $11.5M in Q2 2014. 111 funds tracked by Wall St. Rank hold TCPC as of Q4 2017.

Yorktown Management & Research Company reported no remaining BlackRock TCP Capital position as of Q4 2017 after selling out during the quarter.
Yorktown Management & Research Company sold 450,000 BlackRock TCP Capital shares in Q4 2017, an estimated $7.42M.
Yorktown Management & Research Company first reported a position in BlackRock TCP Capital in Q2 2013 and held it in 18 quarters.
Yorktown Management & Research Company's BlackRock TCP Capital position peaked at $11.5M in Q2 2014.
111 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q4 2017.

Based on Yorktown Management & Research Company's 13F filing for Q4 2017, filed 13 Feb 2018.