Yorktown Management & Research Company’s BlackRock TCP Capital TCPC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-450,000	Closed	-$7.42M	–	414
2017 Q3	$7.42M	Hold	450,000	–	–	1.95%	8
2017 Q2	$7.61M	Buy	450,000 +130,000	+41%	+$2.21M	2.43%	8
2017 Q1	$5.57M	Hold	320,000	–	–	1.45%	12
2016 Q4	$5.41M	Sell	320,000 -102,000	-24%	-$1.68M	1.37%	18
2016 Q3	$6.91M	Sell	422,000 -18,000	-4%	-$288K	1.5%	20
2016 Q2	$6.72M	Buy	440,000 +20,000	+5%	+$295K	1.53%	19
2016 Q1	$6.26M	Hold	420,000	–	–	1.21%	22
2015 Q4	$5.85M	Buy	420,000 +20,000	+5%	+$293K	1.04%	23
2015 Q3	$5.42M	Sell	400,000 -207,457	-34%	-$3.17M	0.9%	27
2015 Q2	$9.29M	Sell	607,457 -25,000	-4%	-$398K	1.63%	4
2015 Q1	$10.1M	Hold	632,457	–	–	1.83%	6
2014 Q4	$10.6M	Hold	632,457	–	–	2.22%	8
2014 Q3	$10.2M	Hold	632,457	–	–	1.95%	11
2014 Q2	$11.5M	Hold	632,457	–	–	2.14%	8
2014 Q1	$10.5M	Hold	632,457	–	–	1.99%	12
2013 Q4	$10.6M	Hold	632,457	–	–	2.14%	11
2013 Q3	$10.3M	Buy	632,457 +147,857	+31%	+$2.36M	2.2%	10
2013 Q2	$8.13M	Buy	+484,600	New	+$7.65M	1.71%	13