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BlackRock TCP Capital

101 hedge funds and large institutions have $375M invested in BlackRock TCP Capital in 2016 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 39 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more call options, than puts

Call options by funds: $607K | Put options by funds: $248K

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

50% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 26

15% more capital invested

Capital invested by funds: $325M → $375M (+$49.6M)

9% more funds holding

Funds holding: 93101 (+8)

Holders
101
Holders Change
+8
Holders Change %
+8.6%
% of All Funds
2.69%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
18
Increased
39
Reduced
26
Closed
10
Calls
$607K
Puts
$248K
Net Calls
+$359K
Net Calls Change
+$305K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$57.7M +$2.31M +156,956 +4%
VNIM
2
Vaughan Nelson Investment Management
Texas
$42.5M -$524K -35,525 -1%
ClearBridge Investments
3
ClearBridge Investments
New York
$32.6M -$634K -43,000 -2%
CFG
4
CNO Financial Group
Indiana
$30.7M +$29.7M +2,011,900 New
B
5
Barings
North Carolina
$24.3M
AllianceBernstein
6
AllianceBernstein
Tennessee
$17.1M +$152K +10,311 +0.9%
T. Rowe Price Associates
7
T. Rowe Price Associates
Maryland
$16.3M -$683K -46,300 -4%
UBS Group
8
UBS Group
Switzerland
$13.6M +$127K +8,645 +1%
Axa
9
Axa
France
$12.6M -$358K -24,292 -3%
CIM
10
Confluence Investment Management
Missouri
$10.4M +$87.9K +5,958 +0.9%
MC
11
Muzinich & Co
New York
$8.95M -$581K -39,378 -6%
AAM
12
Advisors Asset Management
Colorado
$7.86M +$503K +34,107 +7%
YMRC
13
Yorktown Management & Research Company
Virginia
$6.72M +$295K +20,000 +5%
Invesco
14
Invesco
Georgia
$6.33M -$67.9K -4,602 -1%
LCP
15
Lombardia Capital Partners
California
$5.34M +$5.16M +349,597 New
Morgan Stanley
16
Morgan Stanley
New York
$4.74M +$67.4K +4,574 +1%
Neuberger Berman Group
17
Neuberger Berman Group
New York
$4.57M +$44.2K +3,000 +1%
Natixis Advisors
18
Natixis Advisors
Massachusetts
$4.18M -$35.9K -2,433 -0.9%
BG
19
BlackRock Group
United Kingdom
$4.01M +$492K +33,346 +15%
PI
20
Putnam Investments
Massachusetts
$3.33M -$1.07M -72,900 -25%
AM
21
Ares Management
California
$3.28M +$3.16M +214,506 New
GC
22
Guggenheim Capital
Illinois
$3.24M +$246K +16,675 +9%
VanEck Associates
23
VanEck Associates
New York
$2.92M +$355K +24,102 +14%
MCM
24
McKinley Capital Management
Alaska
$2.85M +$370K +25,108 +16%
ACM
25
Advisors Capital Management
New Jersey
$2.78M +$196K +13,284 +8%

TCPC Hedge Fund Activity: Q2 2016 in Review

101 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q2 2016, worth a combined $375M — up 15% from $325M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new TCPC positions and 10 closed out — a net gain of 8 holders — while 39 added to existing stakes and 26 trimmed.

The largest buyer was CNO Financial Group, opening a new position worth an estimated $29.7M. The largest seller was Putnam Investments, cutting an estimated $1.07M.

  • 101 institutional investors held BlackRock TCP Capital (TCPC) as of Q2 2016, up from 93 in Q1 2016.
  • Funds reported $375M of BlackRock TCP Capital stock for Q2 2016, up 15% quarter-over-quarter.
  • 18 funds opened new BlackRock TCP Capital positions in Q2 2016 and 10 closed out, a net change of +8 holders.
  • The largest BlackRock TCP Capital buyer in Q2 2016 was CNO Financial Group, an estimated $29.7M added.
  • The largest BlackRock TCP Capital seller in Q2 2016 was Putnam Investments, an estimated $1.07M sold.

Based on aggregated 13F filings for Q2 2016.