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BlackRock TCP Capital

104 hedge funds and large institutions have $496M invested in BlackRock TCP Capital in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 36 increasing their positions, 37 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

55.34% more ownership

Funds ownership: 0%55.34% (+55%)

8% more funds holding

Funds holding: 96104 (+8)

8% more capital invested

Capital invested by funds: $460M → $496M (+$35.5M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

3% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 37

Holders
104
Holders Change
+8
Holders Change %
+8.33%
% of All Funds
2.6%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
17
Increased
36
Reduced
37
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$73.6M +$4.5M +272,152 +7%
BAM
2
Burgundy Asset Management
Ontario, Canada
$59.1M +$6.24M +377,862 +12%
VNIM
3
Vaughan Nelson Investment Management
Texas
$50.4M +$2.05M +123,900 +4%
CFG
4
CNO Financial Group
Indiana
$34M
ClearBridge Investments
5
ClearBridge Investments
New York
$29M -$5.57M -337,448 -16%
B
6
Barings
North Carolina
$27.1M
MC
7
Muzinich & Co
New York
$26M +$9.95M +602,330 +64%
T. Rowe Price Associates
8
T. Rowe Price Associates
Maryland
$19.2M +$1.1M +66,500 +6%
UBS Group
9
UBS Group
Switzerland
$18.8M +$2.41M +145,716 +15%
AllianceBernstein
10
AllianceBernstein
Tennessee
$17.3M -$682K -41,281 -4%
CIM
11
Confluence Investment Management
Missouri
$12.5M -$57K -3,450 -0.5%
AM
12
Ares Management
California
$7.59M -$400K -24,231 -5%
State of New Jersey Common Pension Fund D
13
State of New Jersey Common Pension Fund D
New Jersey
$6.76M -$3.3M -200,000 -33%
BG
14
BlackRock Group
United Kingdom
$5.84M +$1.57M +95,261 +38%
GC
15
Guggenheim Capital
Illinois
$5.78M +$1.05M +63,462 +23%
AAM
16
Advisors Asset Management
Colorado
$5.48M -$1.44M -87,130 -21%
YMRC
17
Yorktown Management & Research Company
Virginia
$5.41M -$1.68M -102,000 -24%
Neuberger Berman Group
18
Neuberger Berman Group
New York
$5.17M +$63.6K +3,850 +1%
Invesco
19
Invesco
Georgia
$4.94M -$173K -10,460 -3%
Morgan Stanley
20
Morgan Stanley
New York
$4.8M +$588K +35,625 +14%
LCP
21
Lombardia Capital Partners
California
$4.63M -$1.33M -80,230 -23%
Natixis Advisors
22
Natixis Advisors
Massachusetts
$4.62M -$60K -3,632 -1%
VanEck Associates
23
VanEck Associates
New York
$4.62M +$1.01M +60,981 +29%
ACM
24
Advisors Capital Management
New Jersey
$4.02M +$587K +35,565 +18%
MCM
25
McKinley Capital Management
Alaska
$3.79M +$270K +16,362 +8%

TCPC Hedge Fund Activity: Q4 2016 in Review

104 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q4 2016, worth a combined $496M — up 7.7% from $460M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new TCPC positions and 8 closed out — a net gain of 9 holders — while 36 added to existing stakes and 37 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $9.95M. The largest seller was ClearBridge Investments, cutting an estimated $5.57M.

  • 104 institutional investors held BlackRock TCP Capital (TCPC) as of Q4 2016, up from 96 in Q3 2016.
  • Funds reported $496M of BlackRock TCP Capital stock for Q4 2016, up 7.7% quarter-over-quarter.
  • 17 funds opened new BlackRock TCP Capital positions in Q4 2016 and 8 closed out, a net change of +9 holders.
  • The largest BlackRock TCP Capital buyer in Q4 2016 was Muzinich & Co, an estimated $9.95M added.
  • The largest BlackRock TCP Capital seller in Q4 2016 was ClearBridge Investments, an estimated $5.57M sold.

Based on aggregated 13F filings for Q4 2016.