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BlackRock TCP Capital

98 hedge funds and large institutions have $313M invested in BlackRock TCP Capital in 2015 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 28 increasing their positions, 35 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

33% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 12

4% more funds holding

Funds holding: 9498 (+4)

0% less capital invested

Capital invested by funds: $313M → $313M (-$461K)

16% less call options, than puts

Call options by funds: $191K | Put options by funds: $227K

20% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 35

Holders
98
Holders Change
+4
Holders Change %
+4.26%
% of All Funds
2.57%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
16
Increased
28
Reduced
35
Closed
12
Calls
$191K
Puts
$227K
Net Calls
-$36K
Net Calls Change
-$36K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$60.7M -$11.2M -762,257 -15%
VNIM
2
Vaughan Nelson Investment Management
Texas
$39.6M +$4.01M +273,500 +11%
ClearBridge Investments
3
ClearBridge Investments
New York
$31M -$2.54M -173,400 -7%
B
4
Barings
North Carolina
$22.3M
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$15.4M -$1.31M -89,308 -7%
AllianceBernstein
6
AllianceBernstein
Tennessee
$14.7M +$2.56M +174,726 +20%
Axa
7
Axa
France
$11.8M
UBS Group
8
UBS Group
Switzerland
$11.3M -$1.06M -72,012 -8%
CIM
9
Confluence Investment Management
Missouri
$9.4M -$72.5K -4,940 -0.7%
MC
10
Muzinich & Co
New York
$8.78M -$579K -39,463 -6%
AAM
11
Advisors Asset Management
Colorado
$6.63M -$456K -31,060 -6%
Invesco
12
Invesco
Georgia
$5.91M +$342K +23,343 +6%
YMRC
13
Yorktown Management & Research Company
Virginia
$5.85M +$293K +20,000 +5%
AAMU
14
Amundi Asset Management US
Massachusetts
$4.73M -$1.11M -76,000 -18%
PI
15
Putnam Investments
Massachusetts
$4.06M -$1.09M -74,509 -20%
Neuberger Berman Group
16
Neuberger Berman Group
New York
$4.06M +$308K +21,005 +8%
Natixis Advisors
17
Natixis Advisors
Massachusetts
$3.69M -$405K -27,583 -9%
Morgan Stanley
18
Morgan Stanley
New York
$3.54M +$371K +25,269 +11%
DADC
19
D.A. Davidson & Co
Montana
$3.06M -$39.9K -2,718 -1%
BG
20
BlackRock Group
United Kingdom
$2.98M -$197K -13,438 -6%
GC
21
Guggenheim Capital
Illinois
$2.74M +$318K +21,665 +12%
ACM
22
Advisors Capital Management
New Jersey
$2.28M +$304K +20,735 +14%
VanEck Associates
23
VanEck Associates
New York
$2.23M -$172K -11,739 -7%
PAWC
24
P.A.W. Capital
Connecticut
$2.09M
Stifel Financial
25
Stifel Financial
Missouri
$2M -$445K -30,329 -17%

TCPC Hedge Fund Activity: Q4 2015 in Review

98 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q4 2015, worth a combined $313M — down 0.15% from $313M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new TCPC positions and 12 closed out — a net gain of 4 holders — while 28 added to existing stakes and 35 trimmed.

The largest buyer was Vaughan Nelson Investment Management, adding an estimated $4.01M. The largest seller was Wells Fargo, cutting an estimated $11.2M.

  • 98 institutional investors held BlackRock TCP Capital (TCPC) as of Q4 2015, up from 94 in Q3 2015.
  • Funds reported $313M of BlackRock TCP Capital stock for Q4 2015, down 0.15% quarter-over-quarter.
  • 16 funds opened new BlackRock TCP Capital positions in Q4 2015 and 12 closed out, a net change of +4 holders.
  • The largest BlackRock TCP Capital buyer in Q4 2015 was Vaughan Nelson Investment Management, an estimated $4.01M added.
  • The largest BlackRock TCP Capital seller in Q4 2015 was Wells Fargo, an estimated $11.2M sold.

Based on aggregated 13F filings for Q4 2015.