Dialectic Capital Management’s BlackRock TCP Capital TCPC Stock Holding History

Dialectic Capital Management’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-47,000	Closed	-$718K	–	122
2016 Q2	$718K	Sell	47,000 -49,564	-51%	-$731K	0.24%	75
2016 Q1	$1.44M	Buy	96,564 +7,234	+8%	+$99K	0.67%	38
2015 Q4	$1.24M	Buy	+89,330	New	+$1.31M	0.36%	81
2014 Q4	–	Sell	-25,000	Closed	-$401K	–	230
2014 Q3	$401K	Buy	+25,000	New	+$433K	0.09%	156
2014 Q1	–	Sell	-25,000	Closed	-$420K	–	205
2013 Q4	$420K	Buy	+25,000	New	+$419K	0.13%	137

Other funds holding TCPC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $174M AUM 1.66% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Dialectic Capital Management's TCPC Position: Q3 2016 in Review

Dialectic Capital Management sold out of BlackRock TCP Capital (TCPC) in Q3 2016, closing a stake of 47,000 shares — an estimated $718K sold.

Dialectic Capital Management first reported a position in TCPC in Q4 2013 and held it in 5 quarters. The position peaked at $1.44M in Q1 2016. 96 funds tracked by Wall St. Rank hold TCPC as of Q3 2016.

Dialectic Capital Management reported no remaining BlackRock TCP Capital position as of Q3 2016 after selling out during the quarter.
Dialectic Capital Management sold 47,000 BlackRock TCP Capital shares in Q3 2016, an estimated $718K.
Dialectic Capital Management first reported a position in BlackRock TCP Capital in Q4 2013 and held it in 5 quarters.
Dialectic Capital Management's BlackRock TCP Capital position peaked at $1.44M in Q1 2016.
96 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q3 2016.

Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.