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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.74%
5 Year Est. Return
+299.09%
10 Year Est. Return
+934.83%
AUM
$440M
AUM Growth
-$75.5M
Cap. Flow
-$90.8M
Cap. Flow %
-20.65%
Top 10 Hldgs %
22.73%
Holding
388
New
28
Increased
17
Reduced
73
Closed
83

Top Buys

Rank Stock Value
1
FTR
Frontier Communications Corp.
FTR
+$4.7M
2
SLRC icon
SLR Investment Corp
SLRC
+$3.64M
3
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$2.91M
4
ARCC icon
Ares Capital
ARCC
+$2.63M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.44M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.83M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$6.92M
3
BBDC icon
Barings BDC
BBDC
+$5.78M
4
EXC icon
Exelon
EXC
+$3.8M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.37M

Sector Composition

Rank Sector Weight
1 Real Estate 26.76%
2 Financials 23.22%
3 Communication Services 6.07%
4 Industrials 2.33%
5 Technology 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
1
Two Harbors Investment
TWO
$1.27B
$12.2M 2.77%
178,050
+25,000
+16% +$1.65M
SLRC icon
2
SLR Investment Corp
SLRC
$709M
$12M 2.73%
630,000
+200,000
+47% +$3.64M
BXMT icon
3
Blackstone Mortgage Trust
BXMT
$2.46B
$11.3M 2.58%
410,000
+30,000
+8% +$828K
AGNC icon
4
AGNC Investment
AGNC
$12.6B
$10.9M 2.48%
550,000
+40,000
+8% +$755K
ARCC icon
5
Ares Capital
ARCC
$13.8B
$9.37M 2.13%
660,000
+177,000
+37% +$2.63M
STWD icon
6
Starwood Property Trust
STWD
$5.92B
$9.32M 2.12%
450,000
– –
T icon
7
AT&T
T
$162B
$9.13M 2.08%
279,761
-8,768
-3% -$261K
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.3B
$8.78M 1.99%
220,000
-2,600
-1% -$102K
IVR icon
9
Invesco Mortgage Capital
IVR
$757M
$8.63M 1.96%
63,000
– –
HTGC icon
10
Hercules Capital
HTGC
$3.15B
$8.32M 1.89%
670,000
-10,000
-1% -$121K
RITM icon
11
Rithm Capital
RITM
$5.62B
$8.23M 1.87%
595,000
+105,000
+21% +$1.35M
GSBD icon
12
Goldman Sachs BDC
GSBD
$993M
$8M 1.82%
400,000
-20,000
-5% -$395K
TSLX icon
13
Sixth Street Specialty
TSLX
$1.68B
$7.81M 1.77%
470,000
-20,000
-4% -$327K
NLY icon
14
Annaly Capital Management
NLY
$17.2B
$7.75M 1.76%
175,000
– –
PMT
15
PennyMac Mortgage Investment
PMT
$823M
$7.73M 1.76%
476,500
+20,000
+4% +$293K
VZ icon
16
Verizon
VZ
$197B
$7.67M 1.74%
137,400
-4,409
-3% -$229K
GBDC icon
17
Golub Capital BDC
GBDC
$3.44B
$7.05M 1.6%
398,190
-25,525
-6% -$433K
MITT
18
TPG Mortgage Investment Trust
MITT
$227M
$6.93M 1.58%
160,000
+10,000
+7% +$412K
TCPC icon
19
BlackRock TCP Capital
TCPC
$283M
$6.72M 1.53%
440,000
+20,000
+5% +$295K
NMFC icon
20
New Mountain Finance
NMFC
$683M
$6.64M 1.51%
515,000
+110,000
+27% +$1.37M
MAIN icon
21
Main Street Capital
MAIN
$5.18B
$6.57M 1.49%
200,000
-70,000
-26% -$2.23M
FSK icon
22
FS KKR Capital
FSK
$3.11B
$6.33M 1.44%
175,000
-12,500
-7% -$452K
PGX icon
23
Invesco Preferred ETF
PGX
$3.8B
$6.1M 1.39%
400,000
-50,000
-11% -$751K
EFC
24
Ellington Financial
EFC
$1.67B
$6M 1.36%
350,000
-30,000
-8% -$519K
BGC icon
25
BGC Group
BGC
$5.38B
$5.77M 1.31%
1,029,410
– –
1
2 3 4 5

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Yorktown Management & Research Company's Q2 2016 Portfolio in Review

As of Q2 2016, Yorktown Management & Research Company held 388 positions worth $440M, down 15% from $515M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Yorktown Management & Research Company withdrew a net $90.8M in Q2 2016, closing 83 positions and reducing 73 holdings. Its most notable exit was Chimera Investment, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 27% of assets, up from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Frontier Communications Corp. worth $4.45M.

  • Yorktown Management & Research Company's largest Q2 2016 buy was Frontier Communications Corp.: 60,000 shares worth $4.45M.
  • Yorktown Management & Research Company added most to SLR Investment Corp in Q2 2016, an estimated $3.64M increase.
  • Yorktown Management & Research Company's biggest Q2 2016 reduction was Main Street Capital, cutting an estimated $2.23M.
  • Yorktown Management & Research Company fully exited Chimera Investment in Q2 2016, selling an estimated $8.83M.
  • Yorktown Management & Research Company's ten largest holdings make up 23% of its $440M portfolio in Q2 2016.
  • Yorktown Management & Research Company opened 28 new positions and closed 83 in Q2 2016.
  • Yorktown Management & Research Company's portfolio value fell 15% quarter-over-quarter to $440M.

Based on Yorktown Management & Research Company's 13F filing for Q2 2016, filed 12 Aug 2016.