We are live on ! Find out more
YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$565M
AUM Growth
-$39.1M
Cap. Flow
-$48.9M
Cap. Flow %
-8.66%
Top 10 Hldgs %
16.44%
Holding
490
New
39
Increased
51
Reduced
74
Closed
101

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$8.3M
2
TWO
Two Harbors Investment
TWO
+$8.23M
3
STWD icon
Starwood Property Trust
STWD
+$8.22M
4
BXMT icon
Blackstone Mortgage Trust
BXMT
+$6.69M
5
GHY
PGIM Global High Yield Fund
GHY
+$4.95M

Top Sells

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.39M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.32M
3
KMI icon
Kinder Morgan
KMI
+$6.23M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.15M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.08M

Sector Composition

Rank Sector Weight
1 Real Estate 21.43%
2 Financials 20.35%
3 Communication Services 5.06%
4 Industrials 4.7%
5 Healthcare 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
1
Rithm Capital
RITM
$5.7B
$11.4M 2.02%
940,000
-320,000
-25% -$3.95M
BXMT icon
2
Blackstone Mortgage Trust
BXMT
$2.38B
$10.2M 1.8%
380,000
+240,000
+171% +$6.69M
NLY icon
3
Annaly Capital Management
NLY
$17.4B
$10M 1.78%
267,500
-45,000
-14% -$1.75M
TWO
4
Two Harbors Investment
TWO
$1.27B
$9.92M 1.76%
153,050
+120,543
+371% +$8.23M
STWD icon
5
Starwood Property Trust
STWD
$6B
$9.25M 1.64%
450,000
+400,000
+800% +$8.22M
CIM
6
Chimera Investment
CIM
$1.01B
$9.03M 1.6%
220,667
+66,667
+43% +$2.8M
AGNC icon
7
AGNC Investment
AGNC
$12.9B
$8.84M 1.57%
510,000
+200,000
+65% +$3.63M
HTGC icon
8
Hercules Capital
HTGC
$3.23B
$8.29M 1.47%
680,000
-65,000
-9% -$731K
GSBD icon
9
Goldman Sachs BDC
GSBD
$1.06B
$7.98M 1.41%
+420,000
New +$8.3M
TSLX icon
10
Sixth Street Specialty
TSLX
$1.79B
$7.95M 1.41%
490,000
+105,000
+27% +$1.79M
MAIN icon
11
Main Street Capital
MAIN
$5.47B
$7.85M 1.39%
270,000
+65,000
+32% +$1.95M
IVR icon
12
Invesco Mortgage Capital
IVR
$808M
$7.81M 1.38%
63,000
+20,000
+47% +$2.55M
T icon
13
AT&T
T
$163B
$7.5M 1.33%
288,529
– –
PMT
14
PennyMac Mortgage Investment
PMT
$844M
$7.42M 1.31%
486,500
+180,000
+59% +$2.8M
SLRC icon
15
SLR Investment Corp
SLRC
$713M
$7.07M 1.25%
430,000
-5,000
-1% -$86K
BKCC
16
DELISTED
BlackRock Capital Investment Corporation
BKCC
$6.91M 1.22%
735,000
+35,000
+5% +$331K
GBDC icon
17
Golub Capital BDC
GBDC
$3.4B
$6.9M 1.22%
423,715
+25,525
+6% +$420K
ARCC icon
18
Ares Capital
ARCC
$14.3B
$6.88M 1.22%
483,000
+150,000
+45% +$2.28M
FSK icon
19
FS KKR Capital
FSK
$3.38B
$6.86M 1.21%
190,625
+27,500
+17% +$1.06M
VZ icon
20
Verizon
VZ
$194B
$6.55M 1.16%
141,809
– –
BGC icon
21
BGC Group
BGC
$4.95B
$6.5M 1.15%
1,029,410
+637,550
+163% +$3.67M
EFC
22
Ellington Financial
EFC
$1.7B
$6.38M 1.13%
380,000
– –
TCPC icon
23
BlackRock TCP Capital
TCPC
$341M
$5.85M 1.04%
420,000
+20,000
+5% +$293K
RC
24
Ready Capital
RC
$310M
$5.5M 0.97%
365,000
-50,000
-12% -$731K
FDUS icon
25
Fidus Investment
FDUS
$775M
$5.41M 0.96%
395,000
-40,000
-9% -$559K
1
2 3 4 5

Similar funds

OFM
Omega Fund Management Boston, Massachusetts $163M AUM 107.06% 1-Year Est. Return
TCGDR
TB Capital Gestao de Recursos Rio De Janeiro $163M AUM 20.86% 1-Year Est. Return
PCR
Potrero Capital Research San Francisco, California $163M AUM 79.02% 1-Year Est. Return
IVGAI
Index Venture Growth Associates IV St. Helier, Jersey $163M AUM 54.88% 1-Year Est. Return
CC
Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return
PWAM
Papamarkou Wellner Asset Management New York $164M AUM 25.23% 1-Year Est. Return
ACM
Alamar Capital Management Santa Barbara, California $164M AUM 19.77% 1-Year Est. Return
CWR
Chico Wealth RIA Chico, California $164M AUM 24.86% 1-Year Est. Return

Yorktown Management & Research Company's Q4 2015 Portfolio in Review

As of Q4 2015, Yorktown Management & Research Company held 490 positions worth $565M, down 6.5% from $604M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Yorktown Management & Research Company withdrew a net $48.9M in Q4 2015, closing 101 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 21% of assets, up from 16% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Goldman Sachs BDC worth $7.98M.

  • Yorktown Management & Research Company's largest Q4 2015 buy was Goldman Sachs BDC: 420,000 shares worth $7.98M.
  • Yorktown Management & Research Company added most to Two Harbors Investment in Q4 2015, an estimated $8.23M increase.
  • Yorktown Management & Research Company's biggest Q4 2015 reduction was Vanguard FTSE Europe ETF, cutting an estimated $6.39M.
  • Yorktown Management & Research Company fully exited State Street SPDR S&P 500 ETF Trust in Q4 2015, selling an estimated $6.32M.
  • Yorktown Management & Research Company's ten largest holdings make up 16% of its $565M portfolio in Q4 2015.
  • Yorktown Management & Research Company opened 39 new positions and closed 101 in Q4 2015.
  • Yorktown Management & Research Company's portfolio value fell 6.5% quarter-over-quarter to $565M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2015, filed 27 Jan 2016.