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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$14.1B
$26.2M 5.7%
1,690,000
+1,030,000
+156% +$15.8M
SLRC icon
2
SLR Investment Corp
SLRC
$705M
$20.7M 4.51%
1,010,000
+380,000
+60% +$7.64M
PMT
3
PennyMac Mortgage Investment
PMT
$814M
$17.3M 3.77%
1,112,900
+636,400
+134% +$9.93M
TWO
4
Two Harbors Investment
TWO
$1.26B
$16.7M 3.64%
245,000
+66,950
+38% +$4.71M
BXMT icon
5
Blackstone Mortgage Trust
BXMT
$2.33B
$16.1M 3.51%
547,500
+137,500
+34% +$3.98M
TOTL icon
6
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.02B
$9.38M 2.04%
187,000
+180,000
+2,571% +$9.01M
AGNC icon
7
AGNC Investment
AGNC
$12.6B
$8.79M 1.91%
450,000
-100,000
-18% -$1.96M
T icon
8
AT&T
T
$162B
$8.58M 1.87%
279,761
– –
TSLX icon
9
Sixth Street Specialty
TSLX
$1.78B
$8.5M 1.85%
469,500
-500
-0.1% -$8.93K
IVR icon
10
Invesco Mortgage Capital
IVR
$797M
$8.38M 1.82%
55,000
-8,000
-13% -$1.2M
GSBD icon
11
Goldman Sachs BDC
GSBD
$1.02B
$8.18M 1.78%
375,600
-24,400
-6% -$510K
MITT
12
TPG Mortgage Investment Trust
MITT
$222M
$7.88M 1.71%
166,667
+6,667
+4% +$308K
RITM icon
13
Rithm Capital
RITM
$5.55B
$7.78M 1.69%
563,500
-31,500
-5% -$439K
HTGC icon
14
Hercules Capital
HTGC
$3.19B
$7.73M 1.68%
570,000
-100,000
-15% -$1.33M
PGX icon
15
Invesco Preferred ETF
PGX
$3.78B
$7.72M 1.68%
510,000
+110,000
+28% +$1.68M
NMFC icon
16
New Mountain Finance
NMFC
$723M
$7.43M 1.62%
540,000
+25,000
+5% +$342K
FSK icon
17
FS KKR Capital
FSK
$3.28B
$7.29M 1.59%
192,500
+17,500
+10% +$663K
VZ icon
18
Verizon
VZ
$195B
$7.26M 1.58%
139,600
+2,200
+2% +$118K
NLY icon
19
Annaly Capital Management
NLY
$17.1B
$7.24M 1.58%
172,300
-2,700
-2% -$117K
TCPC icon
20
BlackRock TCP Capital
TCPC
$327M
$6.91M 1.5%
422,000
-18,000
-4% -$288K
MTGE
21
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$6.88M 1.5%
400,000
+40,000
+11% +$674K
BOND icon
22
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$6.86M 1.49%
63,550
+60,000
+1,690% +$6.45M
GBDC icon
23
Golub Capital BDC
GBDC
$3.39B
$6.68M 1.46%
367,560
-30,630
-8% -$561K
ARI
24
Apollo Commercial Real Estate
ARI
$876M
$6.26M 1.36%
382,466
+112,466
+42% +$1.85M
MAIN icon
25
Main Street Capital
MAIN
$5.28B
$5.84M 1.27%
170,000
-30,000
-15% -$1.01M
1
2 3 4 5

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.