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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$553M
AUM Growth
+$74.7M
Cap. Flow
+$60.5M
Cap. Flow %
10.93%
Top 10 Hldgs %
21.43%
Holding
545
New
113
Increased
31
Reduced
51
Closed
71

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$8.07M
2
TSLX icon
Sixth Street Specialty
TSLX
+$7.11M
3
MAIN icon
Main Street Capital
MAIN
+$7.08M
4
HTGC icon
Hercules Capital
HTGC
+$4.76M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.05M

Top Sells

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$10.4M
2
ARCC icon
Ares Capital
ARCC
+$8.18M
3
AAIC
Arlington Asset Investment Corp.
AAIC
+$8.14M
4
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$6.1M
5
DBRG icon
DigitalBridge
DBRG
+$4.51M

Sector Composition

Rank Sector Weight
1 Financials 31.15%
2 Real Estate 19.37%
3 Energy 5.48%
4 Industrials 5.4%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
1
Rithm Capital
RITM
$5.69B
$18.9M 3.42%
1,260,000
– –
TWO
2
Two Harbors Investment
TWO
$1.27B
$14.5M 2.62%
170,550
+29,925
+21% +$2.48M
MFIC icon
3
MidCap Financial Investment
MFIC
$804M
$12.7M 2.29%
550,000
– –
CIM
4
Chimera Investment
CIM
$1B
$12.3M 2.22%
260,667
+4,000
+2% +$191K
SLRC icon
5
SLR Investment Corp
SLRC
$715M
$11.4M 2.07%
565,500
– –
TCPC icon
6
BlackRock TCP Capital
TCPC
$345M
$10.1M 1.83%
632,457
– –
STWD icon
7
Starwood Property Trust
STWD
$6.09B
$9.72M 1.76%
400,000
-145,000
-27% -$3.49M
BBDC icon
8
Barings BDC
BBDC
$965M
$9.71M 1.76%
425,800
+155,800
+58% +$3.48M
ARCC icon
9
Ares Capital
ARCC
$14.4B
$9.67M 1.75%
563,000
-490,000
-47% -$8.18M
FSK icon
10
FS KKR Capital
FSK
$3.44B
$9.51M 1.72%
234,375
+49,944
+27% +$1.94M
FCRD
11
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.97M 1.62%
730,000
– –
LRFC
12
DELISTED
Logan Ridge Finance Corp
LRFC
$8.97M 1.62%
79,667
– –
BKCC
13
DELISTED
BlackRock Capital Investment Corporation
BKCC
$8.83M 1.6%
975,000
– –
CODI icon
14
Compass Diversified
CODI
$828M
$8.62M 1.56%
504,000
-20,000
-4% -$333K
EFC
15
Ellington Financial
EFC
$1.71B
$8.47M 1.53%
425,600
– –
MAIN icon
16
Main Street Capital
MAIN
$5.48B
$8.19M 1.48%
265,000
+235,000
+783% +$7.08M
GBDC icon
17
Golub Capital BDC
GBDC
$3.42B
$8.09M 1.46%
470,681
+128,646
+38% +$2.23M
PSEC icon
18
Prospect Capital
PSEC
$1.17B
$7.99M 1.44%
+945,000
New +$8.07M
FDUS icon
19
Fidus Investment
FDUS
$772M
$7.91M 1.43%
514,405
– –
MITT
20
TPG Mortgage Investment Trust
MITT
$225M
$7.54M 1.36%
133,333
– –
RC
21
Ready Capital
RC
$308M
$7.49M 1.35%
420,000
– –
HTGC icon
22
Hercules Capital
HTGC
$3.23B
$7.08M 1.28%
525,000
+325,000
+163% +$4.76M
TSLX icon
23
Sixth Street Specialty
TSLX
$1.81B
$6.97M 1.26%
+405,000
New +$7.11M
NMFC icon
24
New Mountain Finance
NMFC
$732M
$6.93M 1.25%
475,000
– –
WMB icon
25
Williams Companies
WMB
$86.1B
$6.35M 1.15%
125,500
– –
1
2 3 4 5

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Yorktown Management & Research Company's Q1 2015 Portfolio in Review

As of Q1 2015, Yorktown Management & Research Company held 545 positions worth $553M, up 16% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Yorktown Management & Research Company deployed $60.5M of net new capital in Q1 2015, opening 113 new positions and adding to 31 existing holdings. Its largest new stake was Prospect Capital: 945,000 shares worth $7.99M.

By sector, the portfolio is most concentrated in Financials at 31% of assets, down from 35% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Ares Capital, an estimated $8.18M trimmed.

  • Yorktown Management & Research Company's largest Q1 2015 buy was Prospect Capital: 945,000 shares worth $7.99M.
  • Yorktown Management & Research Company added most to Main Street Capital in Q1 2015, an estimated $7.08M increase.
  • Yorktown Management & Research Company's biggest Q1 2015 reduction was Ares Capital, cutting an estimated $8.18M.
  • Yorktown Management & Research Company fully exited Oaktree Specialty Lending in Q1 2015, selling an estimated $10.4M.
  • Yorktown Management & Research Company's ten largest holdings make up 21% of its $553M portfolio in Q1 2015.
  • Yorktown Management & Research Company opened 113 new positions and closed 71 in Q1 2015.
  • Yorktown Management & Research Company's portfolio value rose 16% quarter-over-quarter to $553M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2015, filed 23 Apr 2015.