Yorktown Management & Research Company’s SLR Investment Corp SLRC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-1,240,000	Closed	-$26.8M	–	409
2017 Q3	$26.8M	Hold	1,240,000	–	–	7.03%	2
2017 Q2	$27.1M	Hold	1,240,000	–	–	8.65%	2
2017 Q1	$28M	Buy	1,240,000 +63,707	+5%	+$1.39M	7.31%	3
2016 Q4	$24.5M	Buy	1,176,293 +166,293	+16%	+$3.4M	6.21%	2
2016 Q3	$20.7M	Buy	1,010,000 +380,000	+60%	+$7.64M	4.51%	2
2016 Q2	$12M	Buy	630,000 +200,000	+47%	+$3.64M	2.73%	2
2016 Q1	$7.43M	Hold	430,000	–	–	1.44%	14
2015 Q4	$7.07M	Sell	430,000 -5,000	-1%	-$86K	1.25%	15
2015 Q3	$6.88M	Sell	435,000 -80,500	-16%	-$1.42M	1.14%	5
2015 Q2	$9.28M	Sell	515,500 -50,000	-9%	-$969K	1.63%	5
2015 Q1	$11.4M	Hold	565,500	–	–	2.07%	5
2014 Q4	$10.2M	Hold	565,500	–	–	2.13%	10
2014 Q3	$10.6M	Hold	565,500	–	–	2.03%	10
2014 Q2	$12M	Hold	565,500	–	–	2.24%	6
2014 Q1	$12.3M	Hold	565,500	–	–	2.35%	5
2013 Q4	$12.8M	Hold	565,500	–	–	2.57%	6
2013 Q3	$12.5M	Hold	565,500	–	–	2.68%	5
2013 Q2	$13.1M	Buy	+565,500	New	+$13.2M	2.75%	5