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SLR Investment Corp

122 hedge funds and large institutions have $614M invested in SLR Investment Corp in 2013 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 43 increasing their positions, 37 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more call options, than puts

Call options by funds: $2.15M | Put options by funds: $1.31M

16% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 37

7% more capital invested

Capital invested by funds: $572M → $614M (+$41.5M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less funds holding

Funds holding: 133122 (-11)

45% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 22

Holders
122
Holders Change
-11
Holders Change %
-8.27%
% of All Funds
3.96%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
12
Increased
43
Reduced
37
Closed
22
Calls
$2.15M
Puts
$1.31M
Net Calls
+$841K
Net Calls Change
+$1.2M
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$102M +$18.8M +832,900 +22%
Wellington Management Group
2
Wellington Management Group
Massachusetts
$79.6M +$37.9M +1,676,863 +88%
Allianz Asset Management
3
Allianz Asset Management
Germany
$71.4M +$2.33M +103,118 +3%
BFA
4
BlackRock Fund Advisors
California
$26.1M +$2.84M +125,772 +12%
AAM
5
Advisors Asset Management
Colorado
$24.5M +$2.23M +98,663 +10%
U
6
UBS
Switzerland
$22.7M +$3.14M +138,896 +16%
State Street
7
State Street
Massachusetts
$20.3M +$155K +6,880 +0.8%
RFC
8
Russell Frank Company
Washington
$18.6M -$4.2M -185,693 -18%
CHA
9
Cedar Hill Associates
Illinois
$17.9M -$111K -4,934 -0.6%
Goldman Sachs
10
Goldman Sachs
New York
$17.3M +$3.84M +169,937 +28%
BIT
11
BlackRock Institutional Trust
California
$13M -$31.9K -1,414 -0.2%
YMRC
12
Yorktown Management & Research Company
Virginia
$12.5M
Northern Trust
13
Northern Trust
Illinois
$12.3M +$30.9K +1,368 +0.2%
Morgan Stanley
14
Morgan Stanley
New York
$10.9M -$1.53M -67,568 -12%
American Century Companies
15
American Century Companies
Missouri
$10.4M -$972 -43 -0%
Vanguard Group
16
Vanguard Group
Pennsylvania
$9.9M +$230K +10,181 +2%
CIM
17
Confluence Investment Management
Missouri
$9.19M +$932K +41,245 +11%
Citadel Advisors
18
Citadel Advisors
Florida
$9.07M +$1.09M +48,222 +13%
PRCM
19
Pine River Capital Management
Minnesota
$9.04M +$2.39M +105,657 +35%
PI
20
Putnam Investments
Massachusetts
$7.75M +$7.89M +349,400 New
Invesco
21
Invesco
Georgia
$6.84M +$129K +5,701 +2%
RIM
22
Ranger International Management
Illinois
$6.73M +$1.16M +51,513 +20%
Deutsche Bank
23
Deutsche Bank
Germany
$6.41M +$2.16M +95,627 +49%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$5.17M
BG
25
BlackRock Group
United Kingdom
$4.92M -$253K -11,197 -5%

SLRC Hedge Fund Activity: Q3 2013 in Review

122 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q3 2013, worth a combined $614M — up 7.3% from $572M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of SLRC and 12 opened new positions — a net loss of 10 holders — while 37 trimmed existing stakes and 43 added.

The largest buyer was Wellington Management Group, adding an estimated $37.9M. The largest seller was Teachers Advisors, cutting an estimated $7.6M.

  • 122 institutional investors held SLR Investment Corp (SLRC) as of Q3 2013, down from 133 in Q2 2013.
  • Funds reported $614M of SLR Investment Corp stock for Q3 2013, up 7.3% quarter-over-quarter.
  • 12 funds opened new SLR Investment Corp positions in Q3 2013 and 22 closed out, a net change of -10 holders.
  • The largest SLR Investment Corp buyer in Q3 2013 was Wellington Management Group, an estimated $37.9M added.
  • The largest SLR Investment Corp seller in Q3 2013 was Teachers Advisors, an estimated $7.6M sold.

Based on aggregated 13F filings for Q3 2013.