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SLR Investment Corp

108 hedge funds and large institutions have $513M invested in SLR Investment Corp in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 44 increasing their positions, 35 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 35

9% more capital invested

Capital invested by funds: $472M → $513M (+$40.6M)

5% less funds holding

Funds holding: 114108 (-6)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

43% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 14

Holders
108
Holders Change
-6
Holders Change %
-5.26%
% of All Funds
2.88%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
8
Increased
44
Reduced
35
Closed
14
Calls
$460K
Puts
Net Calls
+$460K
Net Calls Change
+$460K
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$121M -$138K -6,870 -0.1%
TIM
2
Thornburg Investment Management
New Mexico
$94.7M
UBS Group
3
UBS Group
Switzerland
$27.3M -$791K -39,320 -3%
YMRC
4
Yorktown Management & Research Company
Virginia
$20.7M +$7.64M +380,000 +60%
MC
5
Muzinich & Co
New York
$18.5M +$5.49M +273,040 +43%
CCP
6
Clough Capital Partners
Massachusetts
$15.5M +$4.7M +233,931 +45%
State of New Jersey Common Pension Fund D
7
State of New Jersey Common Pension Fund D
New Jersey
$15M +$2.61M +130,000 +22%
WA
8
Wasatch Advisors
Utah
$13.1M -$13.8K -687 -0.1%
CIM
9
Confluence Investment Management
Missouri
$10.8M +$91K +4,526 +0.9%
WFI
10
West Family Investments
California
$9.83M
JP Morgan Chase
11
JP Morgan Chase
New York
$8.77M -$340K -16,915 -4%
PC
12
Polar Capital
United Kingdom
$8.36M
AAM
13
Advisors Asset Management
Colorado
$6.71M +$1.61M +79,964 +32%
EBIM
14
Eagle Boston Investment Management
Massachusetts
$6.66M +$51.9K +2,580 +0.8%
PAIM
15
Punch & Associates Investment Management
Minnesota
$6.38M +$36.3K +1,807 +0.6%
PI
16
Putnam Investments
Massachusetts
$6.16M -$1.59M -78,807 -21%
AM
17
Ares Management
California
$5.9M +$1.8M +89,260 +45%
GC
18
Guggenheim Capital
Illinois
$5.63M +$1.24M +61,514 +29%
USAA
19
United Services Automobile Association
Texas
$5.44M -$96.3K -4,790 -2%
Morgan Stanley
20
Morgan Stanley
New York
$5.25M -$740K -36,787 -13%
CHAM
21
Clear Harbor Asset Management
Connecticut
$5.14M -$144K -7,175 -3%
PAM
22
PVG Asset Management
Colorado
$4.97M -$3.1M -154,046 -39%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$4.88M
ACB
24
Aristotle Capital Boston
Massachusetts
$4.74M +$210K +10,430 +5%
Wells Fargo
25
Wells Fargo
California
$3.99M -$128K -6,346 -3%

SLRC Hedge Fund Activity: Q3 2016 in Review

108 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q3 2016, worth a combined $513M — up 8.6% from $472M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SLRC and 8 opened new positions — a net loss of 6 holders — while 35 trimmed existing stakes and 44 added.

The largest buyer was Yorktown Management & Research Company, adding an estimated $7.64M. The largest seller was Thrivent Financial for Lutherans, exiting entirely with an estimated $6.47M sold.

  • 108 institutional investors held SLR Investment Corp (SLRC) as of Q3 2016, down from 114 in Q2 2016.
  • Funds reported $513M of SLR Investment Corp stock for Q3 2016, up 8.6% quarter-over-quarter.
  • 8 funds opened new SLR Investment Corp positions in Q3 2016 and 14 closed out, a net change of -6 holders.
  • The largest SLR Investment Corp buyer in Q3 2016 was Yorktown Management & Research Company, an estimated $7.64M added.
  • The largest SLR Investment Corp seller in Q3 2016 was Thrivent Financial for Lutherans, an estimated $6.47M sold.

Based on aggregated 13F filings for Q3 2016.