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SLR Investment Corp

126 hedge funds and large institutions have $637M invested in SLR Investment Corp in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 34 increasing their positions, 43 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

3% more funds holding

Funds holding: 122126 (+4)

4% more capital invested

Capital invested by funds: $614M → $637M (+$23.1M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

21% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 43

75% less call options, than puts

Call options by funds: $104K | Put options by funds: $415K

Holders
126
Holders Change
+4
Holders Change %
+3.28%
% of All Funds
3.66%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
34
Reduced
43
Closed
13
Calls
$104K
Puts
$415K
Net Calls
-$311K
Net Calls Change
-$1.15M
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$106M +$25M +1,108,089 +31%
TIM
2
Thornburg Investment Management
New Mexico
$104M
Allianz Asset Management
3
Allianz Asset Management
Germany
$62.9M -$9.68M -429,376 -13%
U
4
UBS
Switzerland
$25.5M +$2.39M +105,823 +10%
BFA
5
BlackRock Fund Advisors
California
$25.5M -$1.04M -46,188 -4%
AAM
6
Advisors Asset Management
Colorado
$23.8M -$1.17M -51,654 -5%
State Street
7
State Street
Massachusetts
$20M -$656K -29,070 -3%
Goldman Sachs
8
Goldman Sachs
New York
$16.9M -$695K -30,835 -4%
CHA
9
Cedar Hill Associates
Illinois
$16M -$2.26M -100,008 -12%
YMRC
10
Yorktown Management & Research Company
Virginia
$12.8M
Northern Trust
11
Northern Trust
Illinois
$12.5M -$81.4K -3,611 -0.6%
BIT
12
BlackRock Institutional Trust
California
$12.4M -$746K -33,073 -6%
Morgan Stanley
13
Morgan Stanley
New York
$11.8M +$683K +30,270 +6%
RFC
14
Russell Frank Company
Washington
$11.3M -$7.5M -332,706 -40%
Vanguard Group
15
Vanguard Group
Pennsylvania
$10.5M +$431K +19,115 +4%
American Century Companies
16
American Century Companies
Missouri
$10.3M -$204K -9,025 -2%
Citadel Advisors
17
Citadel Advisors
Florida
$10.1M +$855K +37,912 +9%
CIM
18
Confluence Investment Management
Missouri
$9.34M
PRCM
19
Pine River Capital Management
Minnesota
$9.19M
RIM
20
Ranger International Management
Illinois
$7.38M +$540K +23,960 +8%
PI
21
Putnam Investments
Massachusetts
$7.01M -$868K -38,483 -11%
Invesco
22
Invesco
Georgia
$6.7M -$257K -11,378 -4%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$5.25M
BG
24
BlackRock Group
United Kingdom
$5.2M +$198K +8,778 +4%
TCIM
25
TIAA CREF Investment Management
New York
$4.92M +$143K +6,334 +3%

SLRC Hedge Fund Activity: Q4 2013 in Review

126 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q4 2013, worth a combined $637M — up 3.8% from $614M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SLRC positions and 13 closed out — a net gain of 4 holders — while 34 added to existing stakes and 43 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $25M. The largest seller was Allianz Asset Management, cutting an estimated $9.68M.

  • 126 institutional investors held SLR Investment Corp (SLRC) as of Q4 2013, up from 122 in Q3 2013.
  • Funds reported $637M of SLR Investment Corp stock for Q4 2013, up 3.8% quarter-over-quarter.
  • 17 funds opened new SLR Investment Corp positions in Q4 2013 and 13 closed out, a net change of +4 holders.
  • The largest SLR Investment Corp buyer in Q4 2013 was Wellington Management Group, an estimated $25M added.
  • The largest SLR Investment Corp seller in Q4 2013 was Allianz Asset Management, an estimated $9.68M sold.

Based on aggregated 13F filings for Q4 2013.