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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-7.78%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$604M
AUM Growth
+$33.1M
Cap. Flow
+$89.9M
Cap. Flow %
14.87%
Top 10 Hldgs %
13.78%
Holding
549
New
76
Increased
55
Reduced
49
Closed
98

Top Buys

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$12.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.62M
4
KMI icon
Kinder Morgan
KMI
+$6.54M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.53M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$11.7M
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.22M
3
BP icon
BP
BP
+$4.33M
4
CVX icon
Chevron
CVX
+$4.21M
5
STWD icon
Starwood Property Trust
STWD
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 17.95%
2 Real Estate 16.11%
3 Industrials 5.48%
4 Communication Services 4.75%
5 Technology 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
1
Rithm Capital
RITM
$5.69B
$16.5M 2.73%
1,260,000
– –
NLY icon
2
Annaly Capital Management
NLY
$17.4B
$12.3M 2.04%
+312,500
New +$12.5M
HTGC icon
3
Hercules Capital
HTGC
$3.23B
$7.53M 1.25%
745,000
+195,000
+35% +$2.21M
T icon
4
AT&T
T
$163B
$7.1M 1.18%
288,529
+94,563
+49% +$2.41M
SLRC icon
5
SLR Investment Corp
SLRC
$715M
$6.88M 1.14%
435,000
-80,500
-16% -$1.42M
EFC
6
Ellington Financial
EFC
$1.71B
$6.79M 1.12%
380,000
-20,000
-5% -$367K
GE icon
7
GE Aerospace
GE
$384B
$6.71M 1.11%
55,504
+18,779
+51% +$2.3M
VGK icon
8
Vanguard FTSE Europe ETF
VGK
$31.4B
$6.59M 1.09%
134,050
+125,000
+1,381% +$6.62M
FCRD
9
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$6.44M 1.07%
590,000
-140,000
-19% -$1.64M
TSLX icon
10
Sixth Street Specialty
TSLX
$1.81B
$6.33M 1.05%
385,000
-12,500
-3% -$218K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$6.32M 1.05%
+33,000
New +$6.69M
CODI icon
12
Compass Diversified
CODI
$828M
$6.29M 1.04%
390,000
-114,000
-23% -$1.89M
GBDC icon
13
Golub Capital BDC
GBDC
$3.42B
$6.23M 1.03%
398,190
-72,491
-15% -$1.17M
KMI icon
14
Kinder Morgan
KMI
$68.7B
$6.23M 1.03%
225,000
+197,500
+718% +$6.54M
BKCC
15
DELISTED
BlackRock Capital Investment Corporation
BKCC
$6.2M 1.03%
700,000
-275,000
-28% -$2.53M
CIM
16
Chimera Investment
CIM
$1B
$6.18M 1.02%
154,000
– –
VZ icon
17
Verizon
VZ
$196B
$6.17M 1.02%
141,809
+67,400
+91% +$3.11M
VOO icon
18
Vanguard S&P 500 ETF
VOO
$1.01T
$6.15M 1.02%
+35,000
New +$6.51M
IVV icon
19
iShares Core S&P 500 ETF
IVV
$902B
$6.08M 1.01%
+32,000
New +$6.53M
FSK icon
20
FS KKR Capital
FSK
$3.44B
$6.08M 1.01%
163,125
-52,500
-24% -$2.11M
FDUS icon
21
Fidus Investment
FDUS
$772M
$5.99M 0.99%
435,000
-79,405
-15% -$1.16M
AGNC icon
22
AGNC Investment
AGNC
$12.9B
$5.8M 0.96%
+310,000
New +$5.95M
MITT
23
TPG Mortgage Investment Trust
MITT
$225M
$5.63M 0.93%
123,333
-10,000
-8% -$515K
EVV
24
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$5.61M 0.93%
442,000
– –
RC
25
Ready Capital
RC
$308M
$5.56M 0.92%
415,000
-5,000
-1% -$76.7K
1
2 3 4 5

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Yorktown Management & Research Company's Q3 2015 Portfolio in Review

As of Q3 2015, Yorktown Management & Research Company held 549 positions worth $604M, up 5.8% from $571M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Yorktown Management & Research Company deployed $89.9M of net new capital in Q3 2015, opening 76 new positions and adding to 55 existing holdings. Its largest new stake was Annaly Capital Management: 312,500 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 27% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Chevron, an estimated $4.21M trimmed.

  • Yorktown Management & Research Company's largest Q3 2015 buy was Annaly Capital Management: 312,500 shares worth $12.3M.
  • Yorktown Management & Research Company added most to Vanguard FTSE Europe ETF in Q3 2015, an estimated $6.62M increase.
  • Yorktown Management & Research Company's biggest Q3 2015 reduction was Chevron, cutting an estimated $4.21M.
  • Yorktown Management & Research Company fully exited MidCap Financial Investment in Q3 2015, selling an estimated $11.7M.
  • Yorktown Management & Research Company's ten largest holdings make up 14% of its $604M portfolio in Q3 2015.
  • Yorktown Management & Research Company opened 76 new positions and closed 98 in Q3 2015.
  • Yorktown Management & Research Company's portfolio value rose 5.8% quarter-over-quarter to $604M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2015, filed 5 Nov 2015.