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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
1
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$21.6M 4.63%
206,300
+4,000
+2% +$418K
HYLD
2
DELISTED
High Yield ETF
HYLD
$20.4M 4.38%
397,500
+9,500
+2% +$486K
HYG icon
3
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$14.6M 3.12%
159,000
-150,000
-49% -$13.8M
SJNK icon
4
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$13M 2.79%
426,500
+28,000
+7% +$853K
SLRC icon
5
SLR Investment Corp
SLRC
$705M
$12.5M 2.68%
565,500
– –
ARCC icon
6
Ares Capital
ARCC
$14.1B
$12.2M 2.61%
705,000
– –
OCSL icon
7
Oaktree Specialty Lending
OCSL
$1.12B
$12.1M 2.6%
393,333
+64,000
+19% +$2.03M
CODI icon
8
Compass Diversified
CODI
$810M
$10.8M 2.31%
606,000
– –
MFIC icon
9
MidCap Financial Investment
MFIC
$800M
$10.4M 2.22%
423,333
+192,566
+83% +$4.68M
TCPC icon
10
BlackRock TCP Capital
TCPC
$327M
$10.3M 2.2%
632,457
+147,857
+31% +$2.36M
PSEC icon
11
Prospect Capital
PSEC
$1.11B
$10.1M 2.15%
900,000
+610,000
+210% +$6.77M
FCRD
12
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.37M 2.01%
600,000
– –
NRF
13
DELISTED
NorthStar Realty Finance Corp.
NRF
$8.99M 1.92%
493,463
+45,832
+10% +$835K
JNK icon
14
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$8.86M 1.9%
74,167
-166,633
-69% -$19.9M
AAIC
15
DELISTED
Arlington Asset Investment Corp.
AAIC
$8.09M 1.73%
340,000
-10,000
-3% -$249K
EFC
16
Ellington Financial
EFC
$1.65B
$7.64M 1.64%
340,000
-40,000
-11% -$897K
RC
17
Ready Capital
RC
$279M
$6.94M 1.49%
400,000
– –
MCGC
18
DELISTED
MCG CAP CORP
MCGC
$6.8M 1.46%
1,350,000
– –
WHF icon
19
WhiteHorse Finance
WHF
$143M
$6.79M 1.45%
450,000
– –
FDUS icon
20
Fidus Investment
FDUS
$781M
$6.77M 1.45%
349,100
– –
PFX icon
21
PhenixFIN
PFX
$88.1M
$6.39M 1.37%
23,175
– –
CIM
22
Chimera Investment
CIM
$992M
$5.93M 1.27%
130,000
– –
PNNT
23
Pennant Park Investment Corp
PNNT
$236M
$5.76M 1.23%
512,000
– –
GARS
24
DELISTED
Garrison Capital Inc.
GARS
$5.17M 1.11%
350,025
+209,183
+149% +$3.13M
RITM icon
25
Rithm Capital
RITM
$5.55B
$4.96M 1.06%
375,000
+155,000
+70% +$2.03M
1
2 3 4 5

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.