Yorktown Management & Research Company’s WhiteHorse Finance WHF Stock Holding History

Yorktown Management & Research Company’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-21,000	Closed	-$218K	–	370
2016 Q1	$218K	Sell	21,000 -59,000	-74%	-$592K	0.04%	315
2015 Q4	$918K	Sell	80,000 -345,000	-81%	-$4.25M	0.16%	157
2015 Q3	$4.95M	Sell	425,000 -78,099	-16%	-$981K	0.82%	32
2015 Q2	$6.37M	Hold	503,099	–	–	1.12%	20
2015 Q1	$6.25M	Sell	503,099 -16,700	-3%	-$202K	1.13%	26
2014 Q4	$6M	Sell	519,799 -10,000	-2%	-$125K	1.25%	24
2014 Q3	$7.02M	Buy	529,799 +9,799	+2%	+$139K	1.35%	24
2014 Q2	$7.44M	Buy	520,000 +70,000	+16%	+$965K	1.38%	22
2014 Q1	$6.33M	Hold	450,000	–	–	1.21%	22
2013 Q4	$6.8M	Hold	450,000	–	–	1.37%	17
2013 Q3	$6.79M	Hold	450,000	–	–	1.45%	19
2013 Q2	$7.09M	Buy	+450,000	New	+$6.98M	1.49%	16

Other funds holding WHF

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.72B AUM 70.66% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

OAM

Orinda Asset Management Lafayette, California $48.7M AUM 26.85% 1-Year Est. Return

NCM

Nantahala Capital Management New Canaan, Connecticut $3.01B AUM 119.46% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Nuveen Fund Advisors Chicago, Illinois $239K AUM 19.32% 1-Year Est. Return

Yorktown Management & Research Company's WHF Position: Q2 2016 in Review

Yorktown Management & Research Company sold out of WhiteHorse Finance (WHF) in Q2 2016, closing a stake of 21,000 shares — an estimated $218K sold.

Yorktown Management & Research Company first reported a position in WHF in Q2 2013 and held it in 12 quarters. The position peaked at $7.44M in Q2 2014. 23 funds tracked by Wall St. Rank hold WHF as of Q2 2016.

Yorktown Management & Research Company reported no remaining WhiteHorse Finance position as of Q2 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 21,000 WhiteHorse Finance shares in Q2 2016, an estimated $218K.
Yorktown Management & Research Company first reported a position in WhiteHorse Finance in Q2 2013 and held it in 12 quarters.
Yorktown Management & Research Company's WhiteHorse Finance position peaked at $7.44M in Q2 2014.
23 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q2 2016.

Based on Yorktown Management & Research Company's 13F filing for Q2 2016, filed 12 Aug 2016.