Yorktown Management & Research Company’s WhiteHorse Finance WHF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-21,000	Closed	-$218K	–	370
2016 Q1	$218K	Sell	21,000 -59,000	-74%	-$592K	0.04%	315
2015 Q4	$918K	Sell	80,000 -345,000	-81%	-$4.25M	0.16%	157
2015 Q3	$4.95M	Sell	425,000 -78,099	-16%	-$981K	0.82%	32
2015 Q2	$6.37M	Hold	503,099	–	–	1.12%	20
2015 Q1	$6.25M	Sell	503,099 -16,700	-3%	-$202K	1.13%	26
2014 Q4	$6M	Sell	519,799 -10,000	-2%	-$125K	1.25%	24
2014 Q3	$7.02M	Buy	529,799 +9,799	+2%	+$139K	1.35%	24
2014 Q2	$7.44M	Buy	520,000 +70,000	+16%	+$965K	1.38%	22
2014 Q1	$6.33M	Hold	450,000	–	–	1.21%	22
2013 Q4	$6.8M	Hold	450,000	–	–	1.37%	17
2013 Q3	$6.79M	Hold	450,000	–	–	1.45%	19
2013 Q2	$7.09M	Buy	+450,000	New	+$6.98M	1.49%	16