Nantahala Capital Management’s WhiteHorse Finance WHF Stock Holding History

Nantahala Capital Management’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-57,132	Closed	-$618K	–	67
2016 Q2	$618K	Sell	57,132 -178,537	-76%	-$1.85M	0.07%	61
2016 Q1	$2.45M	Buy	235,669 +37,347	+19%	+$375K	0.25%	53
2015 Q4	$2.28M	Hold	198,322	–	–	0.3%	53
2015 Q3	$2.31M	Sell	198,322 -32,193	-14%	-$404K	0.31%	54
2015 Q2	$2.92M	Hold	230,515	–	–	0.43%	53
2015 Q1	$2.86M	Buy	230,515 +113,002	+96%	+$1.37M	0.48%	56
2014 Q4	$1.36M	Buy	+117,513	New	+$1.46M	0.19%	79
2014 Q3	–	Sell	-51,800	Closed	-$741K	–	106
2014 Q2	$741K	Buy	+51,800	New	+$714K	0.11%	86

Other funds holding WHF

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

Nuveen Fund Advisors Chicago, Illinois $239K AUM 19.32% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $292M AUM 21.14% 1-Year Est. Return

Nantahala Capital Management's WHF Position: Q3 2016 in Review

Nantahala Capital Management sold out of WhiteHorse Finance (WHF) in Q3 2016, closing a stake of 57,132 shares — an estimated $618K sold.

Nantahala Capital Management first reported a position in WHF in Q2 2014 and held it in 8 quarters. The position peaked at $2.92M in Q2 2015. 18 funds tracked by Wall St. Rank hold WHF as of Q3 2016.

Nantahala Capital Management reported no remaining WhiteHorse Finance position as of Q3 2016 after selling out during the quarter.
Nantahala Capital Management sold 57,132 WhiteHorse Finance shares in Q3 2016, an estimated $618K.
Nantahala Capital Management first reported a position in WhiteHorse Finance in Q2 2014 and held it in 8 quarters.
Nantahala Capital Management's WhiteHorse Finance position peaked at $2.92M in Q2 2015.
18 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q3 2016.

Based on Nantahala Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.