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WhiteHorse Finance

29 hedge funds and large institutions have $28.8M invested in WhiteHorse Finance in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

12% more funds holding

Funds holding: 2629 (+3)

16% less capital invested

Capital invested by funds: $34.2M → $28.8M (-$5.37M)

Holders
29
Holders Change
+3
Holders Change %
+11.54%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.1M +$34.5K +2,744 +0.3%
YMRC
2
Yorktown Management & Research Company
Virginia
$4.95M -$981K -78,099 -16%
UBS Group
3
UBS Group
Switzerland
$3.54M -$2.45M -194,682 -39%
NCM
4
Nantahala Capital Management
Connecticut
$2.31M -$404K -32,193 -14%
Morgan Stanley
5
Morgan Stanley
New York
$1.24M +$412K +32,757 +44%
RVPG
6
Relative Value Partners Group
$1.16M +$128K +10,221 +11%
MC
7
Muzinich & Co
New York
$870K
VKH
8
Virtu KCG Holdings
New York
$692K +$747K +59,469 New
RCM
9
Rivernorth Capital Management
Florida
$482K +$520K +41,421 New
Two Sigma Investments
10
Two Sigma Investments
New York
$458K +$163K +12,944 +49%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$364K +$86.7K +6,900 +29%
Stifel Financial
12
Stifel Financial
Missouri
$286K -$1.26K -100 -0.4%
Millennium Management
13
Millennium Management
New York
$268K +$289K +23,041 New
OAM
14
Orinda Asset Management
California
$265K -$518K -41,236 -64%
Deutsche Bank
15
Deutsche Bank
Germany
$161K -$702K -55,881 -80%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$158K +$170K +13,566 New
BTS
17
BB&T Securities
Virginia
$152K -$34.6K -2,750 -17%
BCM
18
Buckhead Capital Management
Georgia
$133K
Citigroup
19
Citigroup
New York
$111K +$66.3K +5,276 +124%
Walleye Trading
20
Walleye Trading
New York
$42K +$45.2K +3,600 New
TRCT
21
Tower Research Capital (TRC)
New York
$36K +$32.9K +2,622 +551%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$33K
US Bancorp
23
US Bancorp
Minnesota
$17K
AIG
24
American International Group
New York
$9K
PI
25
PineBridge Investments
New York
$7K +$188 +15 +3%

WHF Hedge Fund Activity: Q3 2015 in Review

29 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2015, worth a combined $28.8M — down 16% from $34.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new WHF positions and 3 closed out — a net gain of 3 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $747K. The largest seller was UBS Group, cutting an estimated $2.45M.

  • 29 institutional investors held WhiteHorse Finance (WHF) as of Q3 2015, up from 26 in Q2 2015.
  • Funds reported $28.8M of WhiteHorse Finance stock for Q3 2015, down 16% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q3 2015 and 3 closed out, a net change of +3 holders.
  • The largest WhiteHorse Finance buyer in Q3 2015 was Virtu KCG Holdings, an estimated $747K added.
  • The largest WhiteHorse Finance seller in Q3 2015 was UBS Group, an estimated $2.45M sold.

Based on aggregated 13F filings for Q3 2015.