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WhiteHorse Finance
WHF

40 hedge funds and large institutions have $34M invested in WhiteHorse Finance in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

14% more funds holding

Funds holding: 35 → 40 (+5)

6% less capital invested

Capital invested by funds: $36.3M → $34M (-$2.32M)

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$524K
2
AIM
Allen Investment Management
New York
+$476K
3
U
UBS
Switzerland
+$371K
4
N
Nuveen
North Carolina
+$319K
5
Deutsche Bank
Deutsche Bank
Germany
+$314K

Top Sellers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
-$282K
2
Northern Trust
Northern Trust
Illinois
-$75.8K
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$47K
4
Citigroup
Citigroup
New York
-$40K
5
Ameriprise
Ameriprise
Minnesota
-$8K
Name Holding Trade Value Shares
Change 		Change in
Stake
YMRC
1
Yorktown Management & Research Company
Virginia
$6.33M – – –
BTS
2
BB&T Securities
Virginia
$5.59M -$282K -19,435 -33%
AAM
3
Advisors Asset Management
Colorado
$4.74M +$524K +36,088 +12%
U
4
UBS
Switzerland
$4.41M +$371K +25,532 +9%
BFA
5
BlackRock Fund Advisors
California
$2.85M +$88.9K +6,120 +3%
Northern Trust
6
Northern Trust
Illinois
$1.17M -$75.8K -5,220 -6%
State Street
7
State Street
Massachusetts
$1.14M +$58K +3,994 +5%
BIT
8
BlackRock Institutional Trust
California
$1.06M +$72K +4,959 +7%
NI
9
Numeric Investors
Massachusetts
$938K – – –
Deutsche Bank
10
Deutsche Bank
Germany
$528K +$314K +21,596 +134%
AIM
11
Allen Investment Management
New York
$461K +$476K +32,795 New
Stifel Financial
12
Stifel Financial
Missouri
$440K +$455K +31,330 New
Bank of New York Mellon
13
Bank of New York Mellon
New York
$434K -$47K -3,236 -10%
TCIM
14
TIAA CREF Investment Management
New York
$411K – – –
MAM
15
Martingale Asset Management
Massachusetts
$383K +$122K +8,408 +45%
Two Sigma Investments
16
Two Sigma Investments
New York
$359K +$19.6K +1,347 +6%
BIM
17
BlackRock Investment Management
Delaware
$326K -$3.85K -265 -1%
N
18
Nuveen
North Carolina
$308K +$319K +21,926 New
B
19
Barings
North Carolina
$301K – – –
Morgan Stanley
20
Morgan Stanley
New York
$256K +$9.86K +679 +4%
B
21
Baird
Wisconsin
$247K -$4.34K -299 -2%
Two Sigma Advisers
22
Two Sigma Advisers
New York
$223K +$23.2K +1,600 +11%
California State Teachers Retirement System (CalSTRS)
23
California State Teachers Retirement System (CalSTRS)
California
$176K – – –
TC
24
TFS Capital
Pennsylvania
$168K +$173K +11,915 New
Vanguard Group
25
Vanguard Group
Pennsylvania
$151K -$901 -62 -0.6%
1
2

WHF Hedge Fund Activity: Q1 2014 in Review

40 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2014, worth a combined $34M — down 6.4% from $36.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new WHF positions and 2 closed out — a net gain of 5 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $524K. The largest seller was BB&T Securities, cutting an estimated $282K.

  • 40 institutional investors held WhiteHorse Finance (WHF) as of Q1 2014, up from 35 in Q4 2013.
  • Funds reported $34M of WhiteHorse Finance stock for Q1 2014, down 6.4% quarter-over-quarter.
  • 7 funds opened new WhiteHorse Finance positions in Q1 2014 and 2 closed out, a net change of +5 holders.
  • The largest WhiteHorse Finance buyer in Q1 2014 was Advisors Asset Management, an estimated $524K added.
  • The largest WhiteHorse Finance seller in Q1 2014 was BB&T Securities, an estimated $282K sold.

Based on aggregated 13F filings for Q1 2014.