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WhiteHorse Finance
WHF

47 hedge funds and large institutions have $36.3M invested in WhiteHorse Finance in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

1.02% less ownership

Funds ownership: 12.47% → 11.45% (-1%)

2% less funds holding

Funds holding: 48 → 47 (-1)

5% less capital invested

Capital invested by funds: $38.4M → $36.3M (-$2.06M)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$518K
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$495K
3
TI
Tidal Investments
Wisconsin
+$332K
4
SIS
Sound Income Strategies
Florida
+$299K
5
BlackRock
BlackRock
New York
+$283K

Top Sellers

Rank Fund Capital Flow
1
AM
Ares Management
California
-$2.25M
2
Two Sigma Investments
Two Sigma Investments
New York
-$615K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$603K
4
QC
Quadrature Capital
United Kingdom
-$387K
5
Marshall Wace
Marshall Wace
United Kingdom
-$315K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.98M -$309K -20,018 -6%
AM
2
Ares Management
California
$4.49M -$2.25M -145,611 -33%
AAM
3
Advisors Asset Management
Colorado
$4.06M +$518K +33,498 +14%
SIS
4
Sound Income Strategies
Florida
$2.79M +$299K +19,358 +12%
Legal & General Group
5
Legal & General Group
United Kingdom
$1.92M -$79.8K -5,164 -4%
BlackRock
6
BlackRock
New York
$1.7M +$283K +18,328 +20%
GCM
7
Gables Capital Management
Florida
$1.43M -$15.5K -1,000 -1%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.29M -$603K -39,000 -32%
Two Sigma Investments
9
Two Sigma Investments
New York
$1.28M -$615K -39,775 -32%
Mackenzie Financial
10
Mackenzie Financial
Ontario, Canada
$1.17M +$166K +10,763 +16%
RJA
11
Raymond James & Associates
Florida
$1.03M +$273K +17,688 +35%
Sumitomo Mitsui Trust Group
12
Sumitomo Mitsui Trust Group
Japan
$853K – – –
MC
13
Muzinich & Co
New York
$852K – – –
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$718K +$495K +32,011 +211%
AR
15
Advisory Research
Illinois
$708K +$1.93K +125 +0.3%
VEA
16
Virtus ETF Advisers
New York
$676K -$31.5K -2,035 -4%
Osaic Holdings
17
Osaic Holdings
Arizona
$623K -$142K -9,211 -18%
DCM
18
Dimension Capital Management
Florida
$525K – – –
Bank of America
19
Bank of America
North Carolina
$497K – – –
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$397K +$27.7K +1,794 +7%
Acadian Asset Management
21
Acadian Asset Management
Massachusetts
$369K -$155K -9,999 -29%
BA
22
Bard Associates
Illinois
$357K – – –
CFS
23
Capital Financial Services
New York
$353K +$15.5K +1,000 +5%
TI
24
Tidal Investments
Wisconsin
$327K +$332K +21,460 New
Citadel Advisors
25
Citadel Advisors
Florida
$316K +$47.5K +3,076 +17%
1
2 3

WHF Hedge Fund Activity: Q3 2021 in Review

47 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2021, worth a combined $36.3M — down 5.4% from $38.4M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of WHF and 8 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 16 added.

The largest buyer was Advisors Asset Management, adding an estimated $518K. The largest seller was Ares Management, cutting an estimated $2.25M.

  • 47 institutional investors held WhiteHorse Finance (WHF) as of Q3 2021, down from 48 in Q2 2021.
  • Funds reported $36.3M of WhiteHorse Finance stock for Q3 2021, down 5.4% quarter-over-quarter.
  • 8 funds opened new WhiteHorse Finance positions in Q3 2021 and 9 closed out, a net change of -1 holder.
  • The largest WhiteHorse Finance buyer in Q3 2021 was Advisors Asset Management, an estimated $518K added.
  • The largest WhiteHorse Finance seller in Q3 2021 was Ares Management, an estimated $2.25M sold.

Based on aggregated 13F filings for Q3 2021.