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WhiteHorse Finance

46 hedge funds and large institutions have $33.5M invested in WhiteHorse Finance in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

7% more funds holding

Funds holding: 4346 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.09% less ownership

Funds ownership: 16.72%16.63% (-0.09%)

5% less capital invested

Capital invested by funds: $35.3M → $33.5M (-$1.84M)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
13
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AM
1
Ares Management
California
$6.48M
RA
2
Resource America
New York
$5.14M
UBS Group
3
UBS Group
Switzerland
$3.42M +$386K +37,544 +12%
AAM
4
Advisors Asset Management
Colorado
$2.25M -$189K -18,357 -7%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$1.5M -$798K -77,611 -34%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.42M +$70.3K +6,836 +5%
Two Sigma Investments
7
Two Sigma Investments
New York
$1.41M +$350K +34,011 +31%
GCM
8
Gables Capital Management
Florida
$1.08M -$10.3K -1,000 -0.9%
BlackRock
9
BlackRock
New York
$972K +$219K +21,319 +27%
LSA
10
Lion Street Advisors
Texas
$948K +$588K +57,184 +156%
Acadian Asset Management
11
Acadian Asset Management
Massachusetts
$932K -$698K -67,888 -42%
MC
12
Muzinich & Co
New York
$732K
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$732K
RJA
14
Raymond James & Associates
Florida
$701K -$77.4K -7,535 -10%
AR
15
Advisory Research
Illinois
$599K -$59.6K -5,794 -9%
IA
16
IFP Advisors
Florida
$489K -$38.4K -3,739 -7%
Axa
17
Axa
France
$458K
Osaic Holdings
18
Osaic Holdings
Arizona
$418K -$17.3K -1,684 -4%
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$355K +$18.5K +1,800 +5%
CRC
20
Curi RMB Capital
Illinois
$342K +$359K +34,900 New
SIS
21
Sound Income Strategies
Florida
$270K -$12.2K -1,187 -4%
Marshall Wace
22
Marshall Wace
United Kingdom
$233K +$245K +23,816 New
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$227K +$136K +13,206 +132%
Morgan Stanley
24
Morgan Stanley
New York
$225K -$3.97K -386 -2%
EGA
25
Eagle Global Advisors
Texas
$221K

WHF Hedge Fund Activity: Q3 2020 in Review

46 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2020, worth a combined $33.5M — down 5.2% from $35.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new WHF positions and 3 closed out — a net gain of 3 holders — while 13 added to existing stakes and 17 trimmed.

The largest buyer was Lion Street Advisors, adding an estimated $588K. The largest seller was Two Sigma Advisers, cutting an estimated $798K.

  • 46 institutional investors held WhiteHorse Finance (WHF) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $33.5M of WhiteHorse Finance stock for Q3 2020, down 5.2% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q3 2020 and 3 closed out, a net change of +3 holders.
  • The largest WhiteHorse Finance buyer in Q3 2020 was Lion Street Advisors, an estimated $588K added.
  • The largest WhiteHorse Finance seller in Q3 2020 was Two Sigma Advisers, an estimated $798K sold.

Based on aggregated 13F filings for Q3 2020.