Caxton Associates (New York)’s WhiteHorse Finance WHF Stock Holding History

Caxton Associates (New York)’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-16,085	Closed	-$157K	–	336
2020 Q3	$157K	Sell	16,085 -37,295	-70%	-$383K	0.02%	270
2020 Q2	$550K	Sell	53,380 -23,383	-30%	-$217K	0.05%	117
2020 Q1	$543K	Buy	76,763 +45,030	+142%	+$562K	0.1%	144
2019 Q4	$435K	Buy	+31,733	New	+$443K	0.06%	198

Other funds holding WHF

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

GCM

Gables Capital Management Miami, Florida $236M AUM 32.91% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

LSA

Lion Street Advisors Austin, Texas $289M AUM 3.13% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Caxton Associates (New York)'s WHF Position: Q4 2020 in Review

Caxton Associates (New York) sold out of WhiteHorse Finance (WHF) in Q4 2020, closing a stake of 16,085 shares — an estimated $157K sold.

Caxton Associates (New York) first reported a position in WHF in Q4 2019 and held it in 4 quarters. The position peaked at $550K in Q2 2020. 48 funds tracked by Wall St. Rank hold WHF as of Q4 2020.

Caxton Associates (New York) reported no remaining WhiteHorse Finance position as of Q4 2020 after selling out during the quarter.
Caxton Associates (New York) sold 16,085 WhiteHorse Finance shares in Q4 2020, an estimated $157K.
Caxton Associates (New York) first reported a position in WhiteHorse Finance in Q4 2019 and held it in 4 quarters.
Caxton Associates (New York)'s WhiteHorse Finance position peaked at $550K in Q2 2020.
48 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q4 2020.

Based on Caxton Associates (New York)'s 13F filing for Q4 2020, filed 16 Feb 2021.