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WhiteHorse Finance

52 hedge funds and large institutions have $27.2M invested in WhiteHorse Finance in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

1.81% less ownership

Funds ownership: 20.43%18.62% (-1.8%)

7% less funds holding

Funds holding: 5652 (-4)

53% less capital invested

Capital invested by funds: $57.5M → $27.2M (-$30.3M)

Holders
52
Holders Change
-4
Holders Change %
-7.14%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
19
Reduced
18
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AM
1
Ares Management
California
$3.97M +$1.35M +108,248 +24%
RA
2
Resource America
New York
$3.72M +$2.86M +229,105 +77%
UBS Group
3
UBS Group
Switzerland
$2.24M -$1.96M -157,165 -33%
AAM
4
Advisors Asset Management
Colorado
$1.91M -$142K -11,389 -4%
VEA
5
Virtus ETF Advisers
New York
$1.82M -$792K -63,492 -20%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$1.64M +$171K +13,700 +6%
Acadian Asset Management
7
Acadian Asset Management
Massachusetts
$1.51M +$1.24M +99,604 +88%
Two Sigma Investments
8
Two Sigma Investments
New York
$925K -$1.37M -110,182 -46%
Legal & General Group
9
Legal & General Group
United Kingdom
$818K +$21.2K +1,702 +1%
GCM
10
Gables Capital Management
Florida
$789K +$31.2K +2,497 +2%
CANY
11
Caxton Associates (New York)
New York
$543K +$562K +45,030 +142%
Millennium Management
12
Millennium Management
New York
$540K +$625K +50,090 +191%
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$530K +$933K +74,813 New
MC
14
Muzinich & Co
New York
$527K -$626K -50,144 -40%
BlackRock
15
BlackRock
New York
$490K +$112K +9,010 +15%
AR
16
Advisory Research
Illinois
$483K -$39.3K -3,148 -4%
RJA
17
Raymond James & Associates
Florida
$437K -$332K -26,612 -30%
IA
18
IFP Advisors
Florida
$390K -$28K -2,245 -5%
Axa
19
Axa
France
$357K -$29.9K -2,400 -5%
Citadel Advisors
20
Citadel Advisors
Florida
$349K +$314K +25,154 +104%
Osaic Holdings
21
Osaic Holdings
Arizona
$334K +$588K +47,113 New
SIS
22
Sound Income Strategies
Florida
$279K +$104K +8,343 +27%
BRWA
23
B. Riley Wealth Advisors
Florida
$266K +$468K +37,498 New
Morgan Stanley
24
Morgan Stanley
New York
$243K -$1.73M -138,930 -80%
LSA
25
Lion Street Advisors
Texas
$241K +$424K +34,015 New

WHF Hedge Fund Activity: Q1 2020 in Review

52 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2020, worth a combined $27.2M — down 53% from $57.5M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of WHF and 13 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 19 added.

The largest buyer was Resource America, adding an estimated $2.86M. The largest seller was UBS Group, cutting an estimated $1.96M.

  • 52 institutional investors held WhiteHorse Finance (WHF) as of Q1 2020, down from 56 in Q4 2019.
  • Funds reported $27.2M of WhiteHorse Finance stock for Q1 2020, down 53% quarter-over-quarter.
  • 13 funds opened new WhiteHorse Finance positions in Q1 2020 and 14 closed out, a net change of -1 holder.
  • The largest WhiteHorse Finance buyer in Q1 2020 was Resource America, an estimated $2.86M added.
  • The largest WhiteHorse Finance seller in Q1 2020 was UBS Group, an estimated $1.96M sold.

Based on aggregated 13F filings for Q1 2020.