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WhiteHorse Finance

38 hedge funds and large institutions have $33.2M invested in WhiteHorse Finance in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

15% more funds holding

Funds holding: 3338 (+5)

1% more capital invested

Capital invested by funds: $32.8M → $33.2M (+$405K)

1.17% less ownership

Funds ownership: 12.56%11.39% (-1.2%)

Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AM
1
Ares Management
California
$6.59M -$7.09M -508,414 -52%
RA
2
Resource America
New York
$4.65M -$185K -13,237 -4%
AAM
3
Advisors Asset Management
Colorado
$4.42M -$634K -45,436 -13%
UBS Group
4
UBS Group
Switzerland
$2.84M +$131K +9,391 +5%
Morgan Stanley
5
Morgan Stanley
New York
$1.5M +$1.03K +74 +0.1%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.45M +$177K +12,719 +14%
GCM
7
Gables Capital Management
Florida
$1.41M -$11.2K -800 -0.8%
Marshall Wace
8
Marshall Wace
United Kingdom
$1.24M +$1.22M +87,391 New
AR
9
Advisory Research
Illinois
$963K +$465K +33,333 +97%
TCM
10
Tradition Capital Management
New Jersey
$943K +$927K +66,446 New
SMDAM
11
Sumitomo Mitsui DS Asset Management
Japan
$881K +$427K +30,609 +97%
Two Sigma Investments
12
Two Sigma Investments
New York
$853K +$425K +30,454 +103%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$737K -$48.8K -3,500 -6%
BlackRock
14
BlackRock
New York
$562K +$22.8K +1,635 +4%
RJA
15
Raymond James & Associates
Florida
$494K +$1.06K +76 +0.2%
Acadian Asset Management
16
Acadian Asset Management
Massachusetts
$409K +$402K +28,831 New
IA
17
IFP Advisors
Florida
$383K -$320K -22,921 -46%
OAM
18
Oxford Asset Management
United Kingdom
$378K +$194K +13,902 +109%
JP Morgan Chase
19
JP Morgan Chase
New York
$347K +$54.6K +3,910 +19%
Grantham, Mayo, Van Otterloo & Co (GMO)
20
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$281K +$276K +19,800 New
AIM
21
Advantage Investment Management
Iowa
$259K +$54.1K +3,881 +27%
Wells Fargo
22
Wells Fargo
California
$231K +$9.56K +685 +4%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$230K +$26.6K +1,907 +13%
TI
24
Trexquant Investment
Connecticut
$212K +$209K +14,957 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$183K

WHF Hedge Fund Activity: Q1 2019 in Review

38 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2019, worth a combined $33.2M — up 1.2% from $32.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new WHF positions and 4 closed out — a net gain of 5 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Marshall Wace, opening a new position worth an estimated $1.22M. The largest seller was Ares Management, cutting an estimated $7.09M.

  • 38 institutional investors held WhiteHorse Finance (WHF) as of Q1 2019, up from 33 in Q4 2018.
  • Funds reported $33.2M of WhiteHorse Finance stock for Q1 2019, up 1.2% quarter-over-quarter.
  • 9 funds opened new WhiteHorse Finance positions in Q1 2019 and 4 closed out, a net change of +5 holders.
  • The largest WhiteHorse Finance buyer in Q1 2019 was Marshall Wace, an estimated $1.22M added.
  • The largest WhiteHorse Finance seller in Q1 2019 was Ares Management, an estimated $7.09M sold.

Based on aggregated 13F filings for Q1 2019.