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WhiteHorse Finance
WHF

48 hedge funds and large institutions have $40.5M invested in WhiteHorse Finance in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

21% more capital invested

Capital invested by funds: $33.5M → $40.5M (+$7.06M)

4% more funds holding

Funds holding: 46 → 48 (+2)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2.09% less ownership

Funds ownership: 16.63% → 14.54% (-2.1%)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
15
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AM
Ares Management
California
+$2.69M
2
SIS
Sound Income Strategies
Florida
+$630K
3
VF
Virtu Financial
New York
+$345K
4
SFS
Sowell Financial Services
Arkansas
+$158K
5
Millennium Management
Millennium Management
New York
+$143K

Top Sellers

Rank Fund Capital Flow
1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$933K
2
UBS Group
UBS Group
Switzerland
-$599K
3
Two Sigma Investments
Two Sigma Investments
New York
-$464K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$420K
5
Marshall Wace
Marshall Wace
United Kingdom
-$233K
Name Holding Trade Value Shares
Change 		Change in
Stake
AM
1
Ares Management
California
$12M +$2.69M +221,427 +33%
UBS Group
2
UBS Group
Switzerland
$4.09M -$599K -49,338 -14%
AAM
3
Advisors Asset Management
Colorado
$3.07M -$43.5K -3,582 -2%
Legal & General Group
4
Legal & General Group
United Kingdom
$2.04M +$64.2K +5,294 +4%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$1.62M -$420K -34,600 -23%
GCM
6
Gables Capital Management
Florida
$1.49M -$17.7K -1,458 -1%
Two Sigma Investments
7
Two Sigma Investments
New York
$1.44M -$464K -38,212 -26%
BlackRock
8
BlackRock
New York
$1.38M +$29.2K +2,405 +2%
LSA
9
Lion Street Advisors
Texas
$1.13M -$29.8K -2,455 -3%
Sumitomo Mitsui Trust Group
10
Sumitomo Mitsui Trust Group
Japan
$1.13M +$95.2K +7,849 +10%
MC
11
Muzinich & Co
New York
$1.12M +$95.2K +7,849 +10%
SIS
12
Sound Income Strategies
Florida
$1.08M +$630K +51,889 +188%
RJA
13
Raymond James & Associates
Florida
$759K -$191K -15,769 -22%
AR
14
Advisory Research
Illinois
$697K -$121K -10,006 -16%
Axa
15
Axa
France
$637K – – –
Osaic Holdings
16
Osaic Holdings
Arizona
$633K +$46.9K +3,869 +9%
IA
17
IFP Advisors
Florida
$601K -$72.3K -5,962 -12%
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$485K -$8.49K -700 -2%
CRC
19
Curi RMB Capital
Illinois
$475K – – –
VEA
20
Virtus ETF Advisers
New York
$389K +$102K +8,408 +42%
VF
21
Virtu Financial
New York
$387K +$345K +28,426 New
EGA
22
Eagle Global Advisors
Texas
$351K +$38.8K +3,200 +14%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$316K – – –
CFS
24
Capital Financial Services
New York
$315K +$281K +23,150 New
Morgan Stanley
25
Morgan Stanley
New York
$295K -$15.4K -1,272 -6%
1
2 3

WHF Hedge Fund Activity: Q4 2020 in Review

48 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2020, worth a combined $40.5M — up 21% from $33.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new WHF positions and 8 closed out — a net gain of 2 holders — while 15 added to existing stakes and 17 trimmed.

The largest buyer was Ares Management, adding an estimated $2.69M. The largest seller was Acadian Asset Management, cutting an estimated $933K.

  • 48 institutional investors held WhiteHorse Finance (WHF) as of Q4 2020, up from 46 in Q3 2020.
  • Funds reported $40.5M of WhiteHorse Finance stock for Q4 2020, up 21% quarter-over-quarter.
  • 10 funds opened new WhiteHorse Finance positions in Q4 2020 and 8 closed out, a net change of +2 holders.
  • The largest WhiteHorse Finance buyer in Q4 2020 was Ares Management, an estimated $2.69M added.
  • The largest WhiteHorse Finance seller in Q4 2020 was Acadian Asset Management, an estimated $933K sold.

Based on aggregated 13F filings for Q4 2020.