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WhiteHorse Finance

23 hedge funds and large institutions have $27M invested in WhiteHorse Finance in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

15% more capital invested

Capital invested by funds: $23.5M → $27M (+$3.5M)

5% more funds holding

Funds holding: 2223 (+1)

0.14% more ownership

Funds ownership: 10.54%10.69% (+0.14%)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.1M -$568K -44,010 -5%
AM
2
Ares Management
California
$5.38M -$49.1K -3,802 -1%
UBS Group
3
UBS Group
Switzerland
$4.02M +$85K +6,584 +2%
Morgan Stanley
4
Morgan Stanley
New York
$2.08M -$19.6K -1,517 -1%
BlackRock
5
BlackRock
New York
$726K +$679K +52,577 New
Millennium Management
6
Millennium Management
New York
$513K +$268K +20,789 +127%
HIM
7
Hillsdale Investment Management
Ontario, Canada
$476K +$446K +34,500 New
N
8
Nuveen
North Carolina
$474K
NFA
9
Nuveen Fund Advisors
Illinois
$412K +$112K +8,634 +41%
Two Sigma Investments
10
Two Sigma Investments
New York
$334K -$5.94K -460 -2%
RJA
11
Raymond James & Associates
Florida
$328K -$342K -26,479 -53%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$273K +$255K +19,760 New
Two Sigma Advisers
13
Two Sigma Advisers
New York
$266K
BCM
14
Buckhead Capital Management
Georgia
$235K
Goldman Sachs
15
Goldman Sachs
New York
$205K +$192K +14,862 New
Citigroup
16
Citigroup
New York
$44K +$4.52K +350 +12%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$39K
AG
18
Advisor Group
Arizona
$27K +$4.47K +346 +21%
BWM
19
Baystate Wealth Management
Massachusetts
$21K
US Bancorp
20
US Bancorp
Minnesota
$21K
Deutsche Bank
21
Deutsche Bank
Germany
$15K
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K
PAM
23
Panagora Asset Management
Massachusetts
$4K
FTCM
24
First Trust Capital Management
Illinois
-$439K -36,106 Closed
VKH
25
Virtu KCG Holdings
New York
-$130K -10,696 Closed

WHF Hedge Fund Activity: Q1 2017 in Review

23 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2017, worth a combined $27M — up 15% from $23.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new WHF positions and 3 closed out — a net gain of 1 holder — while 5 added to existing stakes and 5 trimmed.

The largest buyer was BlackRock, opening a new position worth an estimated $679K. The largest seller was Advisors Asset Management, cutting an estimated $568K.

  • 23 institutional investors held WhiteHorse Finance (WHF) as of Q1 2017, up from 22 in Q4 2016.
  • Funds reported $27M of WhiteHorse Finance stock for Q1 2017, up 15% quarter-over-quarter.
  • 4 funds opened new WhiteHorse Finance positions in Q1 2017 and 3 closed out, a net change of +1 holder.
  • The largest WhiteHorse Finance buyer in Q1 2017 was BlackRock, an estimated $679K added.
  • The largest WhiteHorse Finance seller in Q1 2017 was Advisors Asset Management, an estimated $568K sold.

Based on aggregated 13F filings for Q1 2017.