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WhiteHorse Finance
WHF

27 hedge funds and large institutions have $24.8M invested in WhiteHorse Finance in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

7% less funds holding

Funds holding: 29 → 27 (-2)

14% less capital invested

Capital invested by funds: $28.8M → $24.8M (-$3.98M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$395K
2
Morgan Stanley
Morgan Stanley
New York
+$361K
3
OAM
Orinda Asset Management
California
+$355K
4
GCP
GSA Capital Partners
United Kingdom
+$318K
5
Wells Fargo
Wells Fargo
California
+$151K

Top Sellers

Rank Fund Capital Flow
1
YMRC
Yorktown Management & Research Company
Virginia
-$4.25M
2
VKH
Virtu KCG Holdings
New York
-$692K
3
RCM
Rivernorth Capital Management
Florida
-$482K
4
Stifel Financial
Stifel Financial
Missouri
-$286K
5
Citigroup
Citigroup
New York
-$69.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.3M +$395K +32,017 +3%
UBS Group
2
UBS Group
Switzerland
$3.43M -$65.7K -5,329 -2%
NCM
3
Nantahala Capital Management
Connecticut
$2.28M – – –
Morgan Stanley
4
Morgan Stanley
New York
$1.56M +$361K +29,263 +27%
RVPG
5
Relative Value Partners Group
$1.22M +$75.7K +6,143 +6%
YMRC
6
Yorktown Management & Research Company
Virginia
$918K -$4.25M -345,000 -81%
MC
7
Muzinich & Co
New York
$900K +$34.6K +2,811 +4%
OAM
8
Orinda Asset Management
California
$591K +$355K +28,811 +127%
Two Sigma Investments
9
Two Sigma Investments
New York
$462K +$11.5K +929 +2%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$409K +$61K +4,946 +16%
Millennium Management
11
Millennium Management
New York
$383K +$127K +10,340 +45%
GCP
12
GSA Capital Partners
United Kingdom
$296K +$318K +25,800 New
Baird Financial Group
13
Baird Financial Group
Wisconsin
$270K +$122K +9,935 +73%
BCM
14
Buckhead Capital Management
Georgia
$166K +$38.2K +3,100 +27%
Deutsche Bank
15
Deutsche Bank
Germany
$158K – – –
Wells Fargo
16
Wells Fargo
California
$141K +$151K +12,248 New
BTS
17
BB&T Securities
Virginia
$120K -$31.9K -2,590 -20%
HIM
18
Hillsdale Investment Management
Ontario, Canada
$100K +$107K +8,700 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$50K +$19.7K +1,600 +57%
Citigroup
20
Citigroup
New York
$45K -$69.1K -5,609 -59%
AIG
21
American International Group
New York
$28K +$19.9K +1,616 +202%
US Bancorp
22
US Bancorp
Minnesota
$17K – – –
TRCT
23
Tower Research Capital (TRC)
New York
$10K -$27.6K -2,235 -72%
PI
24
PineBridge Investments
New York
$7K +$185 +15 +3%
PAM
25
Panagora Asset Management
Massachusetts
$4K – – –
1
2

WHF Hedge Fund Activity: Q4 2015 in Review

27 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2015, worth a combined $24.8M — down 14% from $28.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of WHF and 3 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 13 added.

The largest buyer was Advisors Asset Management, adding an estimated $395K. The largest seller was Yorktown Management & Research Company, cutting an estimated $4.25M.

  • 27 institutional investors held WhiteHorse Finance (WHF) as of Q4 2015, down from 29 in Q3 2015.
  • Funds reported $24.8M of WhiteHorse Finance stock for Q4 2015, down 14% quarter-over-quarter.
  • 3 funds opened new WhiteHorse Finance positions in Q4 2015 and 5 closed out, a net change of -2 holders.
  • The largest WhiteHorse Finance buyer in Q4 2015 was Advisors Asset Management, an estimated $395K added.
  • The largest WhiteHorse Finance seller in Q4 2015 was Yorktown Management & Research Company, an estimated $4.25M sold.

Based on aggregated 13F filings for Q4 2015.