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WhiteHorse Finance

41 hedge funds and large institutions have $42.2M invested in WhiteHorse Finance in 2022 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,656% more call options, than puts

Call options by funds: $158K | Put options by funds: $9K

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

1.21% less ownership

Funds ownership: 13.28%12.07% (-1.2%)

11% less capital invested

Capital invested by funds: $47.6M → $42.2M (-$5.4M)

15% less funds holding

Funds holding: 4841 (-7)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
41
Holders Change
-7
Holders Change %
-14.58%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
15
Reduced
9
Closed
8
Calls
$158K
Puts
$9K
Net Calls
+$149K
Net Calls Change
+$149K
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$10.4M
SIS
2
Sound Income Strategies
Florida
$4.66M +$1.02M +67,212 +28%
AAM
3
Advisors Asset Management
Colorado
$4.34M +$183K +12,055 +4%
UBS Group
4
UBS Group
Switzerland
$3.81M -$393K -25,842 -9%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.05M -$86.7K -5,700 -4%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.87M +$42.3K +2,778 +2%
Two Sigma Investments
7
Two Sigma Investments
New York
$1.77M +$205K +13,493 +13%
BlackRock
8
BlackRock
New York
$1.59M -$130K -8,547 -7%
RJA
9
Raymond James & Associates
Florida
$1.57M +$194K +12,738 +14%
GCM
10
Gables Capital Management
Florida
$1.41M
Mackenzie Financial
11
Mackenzie Financial
Ontario, Canada
$1.16M +$806 +53 +0.1%
TI
12
Tidal Investments
Wisconsin
$675K +$199K +13,062 +41%
VEA
13
Virtus ETF Advisers
New York
$672K +$63.3K +4,160 +10%
AR
14
Advisory Research
Illinois
$608K
Bank of America
15
Bank of America
North Carolina
$493K +$563 +37 +0.1%
DCM
16
Dimension Capital Management
Florida
$480K -$40.6K -2,667 -8%
BA
17
Bard Associates
Illinois
$476K
Osaic Holdings
18
Osaic Holdings
Arizona
$431K -$4.53K -298 -1%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$399K +$9.75K +641 +2%
CFS
20
Capital Financial Services
New York
$349K
Morgan Stanley
21
Morgan Stanley
New York
$283K +$15K +986 +6%
BRWA
22
B. Riley Wealth Advisors
Florida
$277K +$9.9K +651 +4%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$264K
RJFSA
24
Raymond James Financial Services Advisors
Florida
$239K -$11.6K -764 -5%
AAS
25
Avantax Advisory Services
Texas
$238K +$76 +5 +0%

WHF Hedge Fund Activity: Q1 2022 in Review

41 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2022, worth a combined $42.2M — down 11% from $47.6M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of WHF and 2 opened new positions — a net loss of 6 holders — while 9 trimmed existing stakes and 15 added.

The largest buyer was Sound Income Strategies, adding an estimated $1.02M. The largest seller was Ares Management, exiting entirely with an estimated $4.54M sold.

  • 41 institutional investors held WhiteHorse Finance (WHF) as of Q1 2022, down from 48 in Q4 2021.
  • Funds reported $42.2M of WhiteHorse Finance stock for Q1 2022, down 11% quarter-over-quarter.
  • 2 funds opened new WhiteHorse Finance positions in Q1 2022 and 8 closed out, a net change of -6 holders.
  • The largest WhiteHorse Finance buyer in Q1 2022 was Sound Income Strategies, an estimated $1.02M added.
  • The largest WhiteHorse Finance seller in Q1 2022 was Ares Management, an estimated $4.54M sold.

Based on aggregated 13F filings for Q1 2022.