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WhiteHorse Finance

33 hedge funds and large institutions have $26.4M invested in WhiteHorse Finance in 2017 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 1

43% more funds holding

Funds holding: 2333 (+10)

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

0.07% more ownership

Funds ownership: 10.69%10.76% (+0.07%)

2% less capital invested

Capital invested by funds: $27M → $26.4M (-$630K)

Holders
33
Holders Change
+10
Holders Change %
+43.48%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
8
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.52M -$1.29M -90,801 -11%
AM
2
Ares Management
California
$5.5M +$303K +21,345 +5%
Morgan Stanley
3
Morgan Stanley
New York
$2.16M +$159K +11,180 +7%
UBS Group
4
UBS Group
Switzerland
$2.06M -$1.95M -137,083 -47%
ACM
5
Ativo Capital Management
Illinois
$1.1M +$1.16M +82,021 New
Goldman Sachs
6
Goldman Sachs
New York
$618K +$445K +31,367 +211%
BlackRock
7
BlackRock
New York
$596K -$114K -8,036 -15%
Two Sigma Investments
8
Two Sigma Investments
New York
$551K +$242K +17,069 +71%
HIM
9
Hillsdale Investment Management
Ontario, Canada
$461K
N
10
Nuveen
North Carolina
$459K
Millennium Management
11
Millennium Management
New York
$407K -$95.4K -6,717 -18%
RJA
12
Raymond James & Associates
Florida
$385K +$71K +5,000 +21%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$353K +$375K +26,388 New
NFA
14
Nuveen Fund Advisors
Illinois
$348K -$54.4K -3,829 -13%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$278K +$21.5K +1,511 +8%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$268K +$3.62K +255 +1%
BCM
17
Buckhead Capital Management
Georgia
$228K
AL
18
AJO LP
Pennsylvania
$216K +$230K +16,172 New
OAM
19
Oxford Asset Management
United Kingdom
$200K +$212K +14,938 New
JP Morgan Chase
20
JP Morgan Chase
New York
$191K +$203K +14,280 New
BTS
21
BB&T Securities
Virginia
$152K +$162K +11,425 New
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$80K +$85.2K +6,000 New
AIM
23
Advantage Investment Management
Iowa
$46K +$49.2K +3,461 New
Russell Investments Group
24
Russell Investments Group
United Kingdom
$40K +$42.1K +2,966 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$37K

WHF Hedge Fund Activity: Q2 2017 in Review

33 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q2 2017, worth a combined $26.4M — down 2.3% from $27M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new WHF positions and 1 closed out — a net gain of 10 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was Ativo Capital Management, opening a new position worth an estimated $1.16M. The largest seller was UBS Group, cutting an estimated $1.95M.

  • 33 institutional investors held WhiteHorse Finance (WHF) as of Q2 2017, up from 23 in Q1 2017.
  • Funds reported $26.4M of WhiteHorse Finance stock for Q2 2017, down 2.3% quarter-over-quarter.
  • 11 funds opened new WhiteHorse Finance positions in Q2 2017 and 1 closed out, a net change of +10 holders.
  • The largest WhiteHorse Finance buyer in Q2 2017 was Ativo Capital Management, an estimated $1.16M added.
  • The largest WhiteHorse Finance seller in Q2 2017 was UBS Group, an estimated $1.95M sold.

Based on aggregated 13F filings for Q2 2017.