Ladenburg Thalmann Financial Services’s WhiteHorse Finance WHF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$464K	Buy	33,897 +11,769	+53%	+$164K	﹤0.01%	1876
2019 Q3	$308K	Buy	22,128 +3,400	+18%	+$46.5K	﹤0.01%	2152
2019 Q2	$258K	Buy	18,728 +5,810	+45%	+$82.7K	﹤0.01%	2273
2019 Q1	$183K	Hold	12,918	–	–	﹤0.01%	2456
2018 Q4	$164K	Sell	12,918 -1,000	-7%	-$13.2K	﹤0.01%	2379
2018 Q3	$193K	Buy	13,918 +10	+0.1%	+$144	﹤0.01%	2338
2018 Q2	$173K	Hold	13,908	–	–	﹤0.01%	2342
2018 Q1	$173K	Hold	13,908	–	–	﹤0.01%	2342
2017 Q4	$187K	Sell	13,908 -384	-3%	-$5.43K	﹤0.01%	2254
2017 Q3	$211K	Sell	14,292 -12,096	-46%	-$169K	﹤0.01%	2063
2017 Q2	$353K	Buy	+26,388	New	+$375K	﹤0.01%	1631

Other funds holding WHF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Resource America New York $40M AUM 20.54% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Ladenburg Thalmann Financial Services's WHF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its WhiteHorse Finance (WHF) stake by 53% in Q4 2019, buying an estimated $164K and bringing the position to 33,897 shares worth $464K. The position accounts for ﹤0.01% of the portfolio, ranked #1876.

Ladenburg Thalmann Financial Services first reported a position in WHF in Q2 2017 and has held it in 11 quarters since. 56 funds tracked by Wall St. Rank hold WHF as of Q4 2019.

Ladenburg Thalmann Financial Services held 33,897 shares of WhiteHorse Finance worth $464K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 11,769 WhiteHorse Finance shares in Q4 2019, an estimated $164K.
WhiteHorse Finance made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1876 holding.
Ladenburg Thalmann Financial Services first reported a position in WhiteHorse Finance in Q2 2017 and has held it in 11 quarters since.
56 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.