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WhiteHorse Finance
WHF

38 hedge funds and large institutions have $24.4M invested in WhiteHorse Finance in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 37 → 38 (+1)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

0.38% less ownership

Funds ownership: 9.22% → 8.84% (-0.38%)

13% less capital invested

Capital invested by funds: $27.9M → $24.4M (-$3.56M)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Axa
Axa
France
+$290K
2
Morgan Stanley
Morgan Stanley
New York
+$215K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$161K
4
FIM
Freedom Investment Management
Connecticut
+$146K
5
BlackRock
BlackRock
New York
+$125K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$1.38M
2
Two Sigma Investments
Two Sigma Investments
New York
-$672K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$658K
4
JP Morgan Chase
JP Morgan Chase
New York
-$240K
5
Macquarie Group
Macquarie Group
Australia
-$238K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$6.83M -$1.38M -97,421 -16%
Morgan Stanley
2
Morgan Stanley
New York
$3.16M +$215K +15,181 +7%
UBS Group
3
UBS Group
Switzerland
$2.87M -$174K -12,291 -5%
RA
4
Resource America
New York
$1.45M +$1.53M +107,838 New
ACM
5
Ativo Capital Management
Illinois
$1.29M +$122K +8,650 +10%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$1.17M -$658K -46,500 -35%
Two Sigma Investments
7
Two Sigma Investments
New York
$965K -$672K -47,525 -40%
BlackRock
8
BlackRock
New York
$768K +$125K +8,848 +18%
AM
9
Ares Management
California
$701K -$139K -9,857 -16%
IA
10
IFP Advisors
Florida
$686K +$10.9K +768 +2%
RJA
11
Raymond James & Associates
Florida
$592K +$113K +8,000 +22%
SGI
12
Summit Global Investments
Utah
$534K +$74.4K +5,260 +15%
N
13
Nuveen
North Carolina
$461K – – –
Axa
14
Axa
France
$446K +$290K +20,517 +162%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$403K +$161K +11,345 +61%
NFA
16
Nuveen Fund Advisors
Illinois
$307K -$25.6K -1,807 -7%
Macquarie Group
17
Macquarie Group
Australia
$265K -$238K -16,837 -46%
BCM
18
Buckhead Capital Management
Georgia
$228K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$187K -$5.43K -384 -3%
BTS
20
BB&T Securities
Virginia
$174K – – –
FIM
21
Freedom Investment Management
Connecticut
$138K +$146K +10,311 New
CIBC Private Wealth Group
22
CIBC Private Wealth Group
Georgia
$134K -$129K -9,100 -48%
TC
23
Telemus Capital
Michigan
$134K – – –
Wells Fargo
24
Wells Fargo
California
$101K +$53.7K +3,799 +101%
AIM
25
Advantage Investment Management
Iowa
$88K +$8.59K +607 +10%
1
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WHF Hedge Fund Activity: Q4 2017 in Review

38 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2017, worth a combined $24.4M — down 13% from $27.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new WHF positions and 5 closed out — a net gain of 1 holder — while 11 added to existing stakes and 11 trimmed.

The largest buyer was Axa, adding an estimated $290K. The largest seller was Advisors Asset Management, cutting an estimated $1.38M.

  • 38 institutional investors held WhiteHorse Finance (WHF) as of Q4 2017, up from 37 in Q3 2017.
  • Funds reported $24.4M of WhiteHorse Finance stock for Q4 2017, down 13% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q4 2017 and 5 closed out, a net change of +1 holder.
  • The largest WhiteHorse Finance buyer in Q4 2017 was Axa, an estimated $290K added.
  • The largest WhiteHorse Finance seller in Q4 2017 was Advisors Asset Management, an estimated $1.38M sold.

Based on aggregated 13F filings for Q4 2017.