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WhiteHorse Finance

48 hedge funds and large institutions have $47.6M invested in WhiteHorse Finance in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

31% more capital invested

Capital invested by funds: $36.3M → $47.6M (+$11.3M)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

2% more funds holding

Funds holding: 4748 (+1)

1.83% more ownership

Funds ownership: 11.45%13.28% (+1.8%)

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
17
Reduced
10
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$10.7M +$10.6M +687,453 New
AM
2
Ares Management
California
$4.54M -$37.4K -2,418 -0.8%
UBS Group
3
UBS Group
Switzerland
$4.32M -$746K -48,246 -15%
AAM
4
Advisors Asset Management
Colorado
$4.27M +$136K +8,762 +3%
SIS
5
Sound Income Strategies
Florida
$3.74M +$901K +58,262 +32%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$2.2M +$886K +57,311 +68%
Legal & General Group
7
Legal & General Group
United Kingdom
$1.89M -$72.1K -4,662 -4%
BlackRock
8
BlackRock
New York
$1.77M +$38.6K +2,493 +2%
Two Sigma Investments
9
Two Sigma Investments
New York
$1.61M +$309K +19,966 +24%
GCM
10
Gables Capital Management
Florida
$1.45M
RJA
11
Raymond James & Associates
Florida
$1.41M +$359K +23,223 +34%
Mackenzie Financial
12
Mackenzie Financial
Ontario, Canada
$1.2M +$2.88K +186 +0.2%
VEA
13
Virtus ETF Advisers
New York
$626K -$62.5K -4,042 -9%
AR
14
Advisory Research
Illinois
$625K -$95.8K -6,197 -13%
DCM
15
Dimension Capital Management
Florida
$534K
Bank of America
16
Bank of America
North Carolina
$506K
TI
17
Tidal Investments
Wisconsin
$492K +$159K +10,263 +48%
BA
18
Bard Associates
Illinois
$489K +$125K +8,089 +34%
Osaic Holdings
19
Osaic Holdings
Arizona
$447K -$187K -12,066 -29%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$400K -$4.25K -275 -1%
Citadel Advisors
21
Citadel Advisors
Florida
$395K +$72.5K +4,685 +23%
CFS
22
Capital Financial Services
New York
$359K
Marshall Wace
23
Marshall Wace
United Kingdom
$341K +$341K +22,047 New
Morgan Stanley
24
Morgan Stanley
New York
$276K +$5.06K +327 +2%
BRWA
25
B. Riley Wealth Advisors
Florida
$275K -$11.7K -757 -4%

WHF Hedge Fund Activity: Q4 2021 in Review

48 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2021, worth a combined $47.6M — up 31% from $36.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new WHF positions and 10 closed out — a net gain of 1 holder — while 17 added to existing stakes and 10 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $10.6M. The largest seller was Sumitomo Mitsui Trust Group, exiting entirely with an estimated $853K sold.

  • 48 institutional investors held WhiteHorse Finance (WHF) as of Q4 2021, up from 47 in Q3 2021.
  • Funds reported $47.6M of WhiteHorse Finance stock for Q4 2021, up 31% quarter-over-quarter.
  • 11 funds opened new WhiteHorse Finance positions in Q4 2021 and 10 closed out, a net change of +1 holder.
  • The largest WhiteHorse Finance buyer in Q4 2021 was Invesco, an estimated $10.6M added.
  • The largest WhiteHorse Finance seller in Q4 2021 was Sumitomo Mitsui Trust Group, an estimated $853K sold.

Based on aggregated 13F filings for Q4 2021.