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WhiteHorse Finance

37 hedge funds and large institutions have $33.9M invested in WhiteHorse Finance in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 9

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

43% more capital invested

Capital invested by funds: $23.7M → $33.9M (+$10.2M)

3% more funds holding

Funds holding: 3637 (+1)

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
20
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$8.37M -$72.1K -4,690 -8%
YMRC
2
Yorktown Management & Research Company
Virginia
$6.79M
U
3
UBS
Switzerland
$3.94M +$269K +17,480 +7%
BFA
4
BlackRock Fund Advisors
California
$3.05M +$290K +18,836 +10%
AAM
5
Advisors Asset Management
Colorado
$2.6M +$2.45M +159,434 +1,240%
Northern Trust
6
Northern Trust
Illinois
$1.33M +$10.4K +676 +0.8%
NI
7
Numeric Investors
Massachusetts
$1.17M -$444K -28,894 -27%
BIT
8
BlackRock Institutional Trust
California
$1.15M +$51.7K +3,363 +5%
State Street
9
State Street
Massachusetts
$1.14M +$16.2K +1,056 +1%
Deutsche Bank
10
Deutsche Bank
Germany
$679K +$381K +24,768 +122%
TCIM
11
TIAA CREF Investment Management
New York
$441K +$13.7K +889 +3%
SNC
12
Stifel Nicolaus & Co
Missouri
$386K -$37.7K -2,450 -9%
BIM
13
BlackRock Investment Management
Delaware
$363K +$13.9K +903 +4%
HA
14
Heartland Advisors
Wisconsin
$345K -$13.5K -875 -4%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$333K +$40.2K +2,611 +13%
B
16
Baird
Wisconsin
$234K +$75.4K +4,900 +46%
Morgan Stanley
17
Morgan Stanley
New York
$230K +$49.3K +3,208 +27%
MAM
18
Martingale Asset Management
Massachusetts
$192K
TA
19
Teachers Advisors
New York
$192K +$26.5K +1,720 +16%
California State Teachers Retirement System (CalSTRS)
20
California State Teachers Retirement System (CalSTRS)
California
$186K +$4.62K +300 +2%
GCP
21
GSA Capital Partners
United Kingdom
$175K +$13.8K +900 +8%
Vanguard Group
22
Vanguard Group
Pennsylvania
$154K -$200 -13 -0.1%
NFA
23
Nationwide Fund Advisors
Ohio
$81K +$5.68K +369 +7%
AIG
24
American International Group
New York
$69.9K +$569 +37 +0.8%
SO
25
STRS Ohio
Ohio
$51K

WHF Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2013, worth a combined $33.9M — up 43% from $23.7M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new WHF positions and 2 closed out — a net gain of 1 holder — while 20 added to existing stakes and 9 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.45M. The largest seller was Numeric Investors, cutting an estimated $444K.

  • 37 institutional investors held WhiteHorse Finance (WHF) as of Q3 2013, up from 36 in Q2 2013.
  • Funds reported $33.9M of WhiteHorse Finance stock for Q3 2013, up 43% quarter-over-quarter.
  • 3 funds opened new WhiteHorse Finance positions in Q3 2013 and 2 closed out, a net change of +1 holder.
  • The largest WhiteHorse Finance buyer in Q3 2013 was Advisors Asset Management, an estimated $2.45M added.
  • The largest WhiteHorse Finance seller in Q3 2013 was Numeric Investors, an estimated $444K sold.

Based on aggregated 13F filings for Q3 2013.