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WhiteHorse Finance

56 hedge funds and large institutions have $34.9M invested in WhiteHorse Finance in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 9

184% more call options, than puts

Call options by funds: $512K | Put options by funds: $180K

0.63% less ownership

Funds ownership: 12.67%12.04% (-0.63%)

9% less capital invested

Capital invested by funds: $38.4M → $34.9M (-$3.5M)

11% less funds holding

Funds holding: 6356 (-7)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
56
Holders Change
-7
Holders Change %
-11.11%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
27
Reduced
9
Closed
12
Calls
$512K
Puts
$180K
Net Calls
+$332K
Net Calls Change
-$141K
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$7.99M +$535K +40,857 +7%
AAM
2
Advisors Asset Management
Colorado
$3.7M +$138K +10,511 +4%
UBS Group
3
UBS Group
Switzerland
$2.49M -$637K -48,576 -20%
Legal & General Group
4
Legal & General Group
United Kingdom
$1.98M +$53.6K +4,088 +3%
BCM
5
Basso Capital Management
Connecticut
$1.53M
RJA
6
Raymond James & Associates
Florida
$1.4M +$38.1K +2,906 +3%
BlackRock
7
BlackRock
New York
$1.13M -$460K -35,095 -28%
Millennium Management
8
Millennium Management
New York
$1.11M -$1M -76,615 -46%
GCM
9
Gables Capital Management
Florida
$1.11M
Two Sigma Advisers
10
Two Sigma Advisers
New York
$1.01M -$372K -28,400 -26%
Two Sigma Investments
11
Two Sigma Investments
New York
$875K +$2.11K +161 +0.2%
AWS
12
Atria Wealth Solutions
New York
$760K +$379K +28,925 +97%
TI
13
Tidal Investments
Wisconsin
$713K +$85.6K +6,531 +13%
LPL Financial
14
LPL Financial
California
$618K +$392K +29,918 +154%
Mackenzie Financial
15
Mackenzie Financial
Ontario, Canada
$617K +$186K +14,182 +40%
AR
16
Advisory Research
Illinois
$549K +$88.3K +6,738 +18%
Citadel Advisors
17
Citadel Advisors
Florida
$535K -$66.7K -5,091 -11%
Morgan Stanley
18
Morgan Stanley
New York
$527K +$223K +17,011 +68%
Osaic Holdings
19
Osaic Holdings
Arizona
$527K +$23.6K +1,802 +4%
Connor, Clark & Lunn Investment Management (CC&L)
20
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$448K +$274K +20,895 +141%
VEA
21
Virtus ETF Advisers
New York
$448K +$60.5K +4,616 +15%
BA
22
Bard Associates
Illinois
$424K
Bank of America
23
Bank of America
North Carolina
$409K
DCM
24
Dimension Capital Management
Florida
$398K
QC
25
Quadrature Capital
United Kingdom
$298K +$129K +9,808 +70%

WHF Hedge Fund Activity: Q1 2023 in Review

56 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2023, worth a combined $34.9M — down 9.1% from $38.4M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of WHF and 6 opened new positions — a net loss of 6 holders — while 9 trimmed existing stakes and 27 added.

The largest buyer was Sound Income Strategies, adding an estimated $535K. The largest seller was Millennium Management, cutting an estimated $1M.

  • 56 institutional investors held WhiteHorse Finance (WHF) as of Q1 2023, down from 63 in Q4 2022.
  • Funds reported $34.9M of WhiteHorse Finance stock for Q1 2023, down 9.1% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q1 2023 and 12 closed out, a net change of -6 holders.
  • The largest WhiteHorse Finance buyer in Q1 2023 was Sound Income Strategies, an estimated $535K added.
  • The largest WhiteHorse Finance seller in Q1 2023 was Millennium Management, an estimated $1M sold.

Based on aggregated 13F filings for Q1 2023.